Epitaxial KNbO
3
:Yb
3þ
,Er
3þ
nanopattern for enhanced upconversion
photoluminescence
Heeyeon Park
a
, Kyu-Tae Lee
b
, Soon-Hong Kwon
c
, In Hwan Ahn
b
, Byunghoon Kim
b
,
Doo-Hyun Ko
b, **
, Woong Kim
a, *
a
Department of Materials Science and Engineering, Korea University, Seoul, 02841, Republic of Korea
b
Department of Applied Chemistry, Kyung Hee University, Yongin, Gyeonggi,17104, Republic of Korea
c
Department of Physics, Chung-Ang University, Seoul, 06974, Republic of Korea
article info
Article history:
Received 22 March 2019
Received in revised form
2 September 2019
Accepted 10 September 2019
Available online 11 September 2019
Keywords:
Upconversion
Solegel
Epitaxy
Nanopattern
Nanoimprint
abstract
Nanopatterned epitaxial films of upconversion (UC) materials are desirable for various applications such
as display lighting, waveguides, and optical imaging. In this study, we demonstrate that a nanopatterned
epitaxial film of a UC material can be fabricated by combining a solegel process and nanoimprint
lithography. An epitaxial KNbO
3
:Yb
3þ
,Er
3þ
film is grown on a lattice-matched SrTiO
3
single-crystal
substrate, which exhibits an approximately 70 times enhanced UC photoluminescence (PL) intensity
compared to that of a non-epitaxial KNbO
3
:Yb
3þ
,Er
3þ
film grown on a Si substrate. Moreover, the
introduction of a nanopattern enhances the UCPL intensity ~20 times compared to that of a planar film
with the same volume of material. Our study paves the way for a better fundamental understanding and
expansion in the application of UC materials.
© 2019 Elsevier B.V. All rights reserved.
1. Introduction
Functionality of up-conversion (UC) materials, which absorb
multiple photons of near-infrared (NIR) light and then emit a
photon of visible or NIR light with a shorter wavelength, has been
widely investigated since the recognition of the UC concept in the
1960s [1‒2]. Compared with the conventional luminescent mate-
rials, UC luminescent materials have promising characteristics such
as the augmented use of a wide-range NIR light, large anti-Stokes
shift, significant light penetration depth in tissues, and high
signal-to-noise ratio [3‒5]. Considering these advantages, UC ma-
terials have been extensively investigated for applications in NIR
detectors, temperature sensors, full-color displays, solar cells, bio-
imaging systems, etc [6‒10]. Recent studies on UC materials have
focused mainly on nanocrystals, particularly owing to their
biomedical applications [11‒15]. It is desirable to investigate the UC
materials in the form of thin films for optical device applications
such as displays, waveguides, optical sensing, and imaging [16‒18].
Although thin films of UC nanocrystals can be prepared, usually
they are embedded in an optically inactive matrix and their crystal
orientations are random, which hinders the full utilization of their
excellent optical properties [19,20].
The solegel method has various advantages for the thin-film
fabrication of UC materials: i) it is suitable for a simple control of
dopant concentrations (activator, sensitizer) and/or host matrix
stoichiometry for a high UC quantum yield or emission color tuning
[21 ,22], ii) the synthesized UC materials have high homogeneities
and purities, which is important as nonuniform distributions of
dopants and defects could lead to a decrease in UC photo-
luminescence (PL) intensity [23,24], iii) the crystal orientation of
the UC film can be tuned over a large area by an epitaxial growth
under ambient atmosphere [25], and iv) large-scale nanopatterns
with various shapes and dimensions can be simply fabricated by
soft lithography [26]. To fully exploit the potentials of the solegel-
based UC thin films, extensive studies on their fabrication and an-
alyses of their optical properties are indispensable.
Ytterbium ions (Yb
3þ
) and erbium ions (Er
3þ
) are important and
popular UC dopants perhaps because of their high UC efficiency.
They also have been used in various other applications such as all
optical switching [27 ,28]. On the other hand, KNbO
3
is an appro-
priate host matrix owing to its potential applicability in nonlinear
* Corresponding author.
** Corresponding author.
E-mail addresses: dhko@khu.ac.kr (D.-H. Ko), woongkim@korea.ac.kr (W. Kim).
Contents lists available at ScienceDirect
Journal of Alloys and Compounds
journal homepage: http://www.elsevier.com/locate/jalcom
https://doi.org/10.1016/j.jallcom.2019.152238
0925-8388/© 2019 Elsevier B.V. All rights reserved.
Journal of Alloys and Compounds 813 (2020) 152238