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IEEE TRANSACTIONS ON PLASMA SCIENCE 1
Preparation of Er
2
O
3
and TiO
2
Multilayer Films
as Optical Filter Using Magnetron
Sputtering Deposition
Hiroharu Kawasaki, Yoshiaki Suda, Tamiko Ohshima, Yoshihito Yagyu, and Takeshi Ihara
Abstract— Dispersion relations of refractive indexes and
extinction coefficients of constituent materials were obtained by
comparing the experimental and simulated transmission spectra
of single-layer Er
2
O
3
and TiO
2
films. We designed multilayer
thin films of [Er
2
O
3
/TiO
2
]
6
/[Er
2
O
3
]
2
/[TiO
2
/Er
2
O
3
]
6
such that
they can act as photonic crystals exhibiting a resonance wave-
length of 514 nm. We prepared single-layer TiO
2
and Er
2
O
3
thin films on quartz glass substrates by employing a magnetron
sputtering deposition method. Uniform films exhibiting very high
transmittance values were obtained. Deposition rates of the
TiO
2
and Er
2
O
3
films were 0.44 and 0.82 nm/s, respectively.
[Er
2
O
3
/TiO
2
]
6
/[Er
2
O
3
]
2
/[TiO
2
/Er
2
O
3
]
6
multilayer films, to be
used for optical bandpass filter applications, were also prepared
using a multitarget sputtering deposition method. Uniform and
transparent films were obtained; however, the wavelength cor-
responding to the highest transmittance was observed around
490 nm through ultraviolet-visible near-infrared spectroscopic
measurements. The shift in the wavelength can be attributed
to the low crystallinity and variations in the thicknesses of
Er
2
O
3
and TiO
2
films.
Index Terms— Multilayer thin films, plasma process, sputtering
deposition.
I. I NTRODUCTION
M
ULTILAYER thin films consisting of elements having
different refractive indexes show optical bandpass prop-
erty, implying that light with a specific wavelength can be
transmitted or refracted. Such materials are widely used in
industrial and environmental fields, such as in high-density-
recording equipment and ecological houses [1]–[7].
TiO
2
is a unique material exhibiting versatile properties
such as a high refractive index, wide bandgap, and good resis-
tance to chemical and physical impacts. Therefore, it has been
used for manufacturing various stratified media, antireflec-
tion coatings, optical waveguides, and photonic crystal (PC)
devices based on metal/ferroelectric/insulator/semiconductor
Manuscript received March 28, 2016; revised May 20, 2016 and
May 31, 2016; accepted June 1, 2016. This work was supported in part
by the Grant-in-Aid for Scientific Research in Priority Areas (C) under
Grant 23340181 and Grant 16K04999, in part by the Maekawa Houonkai
Foundation, and in part by the Kato Foundation for Promotion of Science.
H. Kawasaki, T. Ohshima, Y. Yagyu, and T. Ihara are with the National
Institute of Technology, Sasebo College, Sasebo 857-1193, Japan (e-mail:
h-kawasa@sasebo.ac.jp; ohshima@sasebo.ac.jp; yyagyu@sasebo.ac.jp;
ihara@sasebo.ac.jp).
Y. Suda is with the National Institute of Technology, Ishikawa College
(e-mail: y-suda@ishikawa-nct.ac.jp).
Color versions of one or more of the figures in this paper are available
online at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TPS.2016.2575864
structures. Er has also attracted attention as a unique opti-
cal material. For example, Er-doped fiber amplifiers domi-
nate among commercial systems providing efficient gain in
wavelength division-multiplexed signal transmission in both
C (1530–1565 nm) and L (1565–1625 nm) bands. The
refractive index of TiO
2
is 2.52 and that of Er
2
O
3
is 1.97.
Therefore, multilayer [Er
2
O
3
/TiO
2
]
m
thin films might act as
optical bandpass filters [8]–[11]. Grishin et al. prepared high-
performance [Er
2
O
3
/TiO
2
]
m
PC films using a pulsed laser
deposition (PLD) method at 200 °C and controlled the resonant
wavelength at 514, 524, and 540 nm. Transmission spectra
of the obtained PCs were found be in good agreement with
those predicted theoretically based on 2 × 2 transfer matrix
formalism and complex refractive index parameters obtained
using the calibration procedure performed for the reference
films of constituent materials. However, as the deposition
area of the film was small, PLD was employed in the
synthesis.
We prepared functional thin films under various
deposition conditions using the sputtering deposition
method with tungsten carbide, silicon carbide, chromium
carbide, titanium carbide, cubic boron nitride, carbon nitride,
and silicon nitride [12]–[16]. All these samples exhibited high
quality, including high crystallinity and hardness. Especially,
TiO
2
films were prepared as photocatalyst, hydrophilic, and
heat-mirror thin films, with deposition area larger than several
centimeters square.
This paper reports the preparation of large-area multilayer
[Er
2
O
3
/TiO
2
]
m
thin films using multitarget magnetron sputter-
ing methods. We first provide details on the design of multi-
layered [Er
2
O
3
/TiO
2
]
m
bandpass films. The preparation of thin
films by sputtering deposition and the analyses of these films
by field emission scanning electron microscopy (FESEM),
atomic force microscopy (AFM), X-ray diffraction (XRD), and
ultraviolet-visible near-infrared (UV-Vis-NIR) spectroscopy
are discussed.
II. EXPERIMENT
Schematic of the experimental apparatus is shown in Fig. 1.
The deposition chamber was made of stainless steel with
a diameter of 400 mm and a height of 450 mm.
First, metal-oxide targets were set up on stainless-steel target
holders. Bulk TiO
2
(99.95%) target and Er
2
O
3
(99.95%)
having a diameter of 30 mm were used. The chamber was
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