Citation: Thibodeau, K. A
Foundation for Archival Engineering.
Analytics 2022, 1, 144–174. https://
doi.org/10.3390/analytics1020011
Academic Editor: Murilo da Silva
Baptista
Received: 5 October 2022
Accepted: 11 November 2022
Published: 18 November 2022
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Article
A Foundation for Archival Engineering
Kenneth Thibodeau
Anderson College of Business and Computing, Regis University, Denver, CO 80221, USA;
kthibodeau@fordham.edu
Abstract: Archives comprise information that individuals and organizations use in their activities.
Archival theory is the intellectual framework for organizing, managing, preserving and access to
archives both while they serve the needs of those who produce them and later when researchers
consult them for other purposes. Archival theory is sometimes called archival science, but it does not
constitute a modern science in the sense of a coherent body of knowledge formulated in a way that
is appropriate for empirical testing and validation. Both archival theory and practice are seriously
challenged by the spread and continuing changes in information technology and its increasing and
increasingly diverse use in human activities. This article describes problems with and controversies
in archival theory and advocates for a reformulation of concepts to address the digital challenge and
to make the field more robust, both by addressing the problems and by enriching its capabilities by
adopting concepts from other fields such as taxonomy, semiotics and systemic functional linguistics.
The objective of this reformulation is to transform the discipline on the model of modern scientific
method in a way that engenders a new discipline of archival engineering that is robust enough to
guide the development of automated methods even in the face of continuing and unpredictable
change in IT.
Keywords: archive; archival theory; taxonomy; semiotics; systemic functional linguistics
1. Introduction
People, individually and in both legally established and informal organizations create
and use information in carrying out their affairs. Persistent items and ensembles of such
information, in written language, image, audio/visual and other forms, constitute archives.
While in use or retained because they might be needed in the continuation of those affairs,
they are termed current archives. Subsets of archives are selected and preserved because
they are deemed to have long-term value, which might be different than and even unrelated
to the value they had in the conduct of affairs. These subsets are called historic archives.
Possibilities for realizing the value of archives in both phases are hobbled by technical,
intellectual and pragmatic factors. The foremost technical obstacle is the challenge that
digital information technology poses for archives. The main intellectual impediment is
the state of archival theory. A critical pragmatic issue is the confusion of theoretical and
practical matters.
This article suggests that all three types of challenges can be addressed by reformulat-
ing archival theory. Reformulation here has the sense of expressing in a different way. It
does not necessarily entail altering what archival theory asserts, but seeks to express it in
a way that enables a more vigorous response to the technical, intellectual and pragmatic
challenges faced by the field. Reformulation should be simultaneously conceptual and
methodological. The article suggests a fundamental change in the way archival theory is
expressed by shifting its priority from providing an intellectual foundation for the perfor-
mance of archival functions to enabling those who use archives to discover and explore
things of interest. This prioritization would also contribute to the performance of archival
functions because it would facilitate the development and implementation of automated
tools not only to assist archivists in their work, but also to perform tasks that are labor
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