An Observer-Based Fault Detection
Scheme for Distributed Parameter Systems
of Hyperbolic Type and Its Application in
Paper Production Process
Haiyang Hao
*
, Steven X. Ding
*
, Adel Haghani
*
and
Shen Yin
*,**
*
Institute for Automatic Control and Complex Systems, University of
Duisburg-Essen, Bismarckstrasse 81 (BB), 47057 Duisburg, Germany
(e-mail: haiyang.hao@uni-due.de)
**
Research Center of Intelligent Control and Systems, Harbin Institute
of Technology, Harbin, Heilongjiang 150080, China
Abstract: In this paper, an observer-based fault detection scheme is developed for one special
kind of distributed parameter systems (DPS) of hyperbolic type. An alternative order reduction
approach is utilized to handle the infinite-dimensional nature of DPS for fault detection purpose,
compared with the existing modal analysis based method which relies on the existence of eigen-
decomposition of the spatial differential operator. The developed fault detection scheme is finally
implemented on a simulation model of the paper drying process in paper production industry,
and the achieved results demonstrate the effectiveness of the proposed scheme.
Keywords: Observer-based fault detection, distributed parameter systems, order reduction,
finite element method, paper drying process.
1. INTRODUCTION
The problem of fault detection and diagnosis (FDD) for
industrial processes is a crucial issue which has been
investigated with different approaches. Among them the
majority of contributions are made since 1970s in the
framework of lumped parameter systems (LPS), i.e. sys-
tems whose dynamic behavior is governed by ordinary
differential equations (ODE), stimulated by the newly es-
tablished observer theory (Ding (2008)). Generally speak-
ing, these approaches can be classified into several cat-
egories, including signal-based, knowledge-based, model-
based and data-driven ones. The first two belong to the
earliest methods which have been utilized for fault diag-
nosis purpose and received great success, especially for
mechanical systems (Isermann (2006)). Model-based tech-
niques, which serve as powerful tool for multi-input-multi-
output (MIMO) dynamic systems, have been well estab-
lished (Blanke et al. (2006); Ding (2008); Gertler (1998);
Isermann (2006); Patton et al. (2000)). Recently, data-
driven approaches have received significant attentions both
in academic research and industrial applications, focusing
on large-scale complex processes where the derivation of
first principle models is not feasible (Ding et al. (2011);
Russell et al. (2000)). Nevertheless, FDD of another kind
of frequently encountered practical engineering systems
(Ucinski (2005)), i.e. distributed parameter systems (DPS)
or infinite-dimensional systems whose spatiotemporal dy-
namic is governed by partial differential equations (PDE),
⋆
This research has been founded by the EU FP7 research project
“PAPYRUS”. The research consortium is acknowledged for the
support.
has received very limited attention (Demetriou et al.
(2007); Ghantasala et al. (2009)), although an enormous
development in the theory of control and estimate has been
achieved. To solve the FDD problem of DPS, the applica-
tion of LPS-based FDD techniques on the approximated
DPS is of great interests. Demetriou et al. (2007) and
Ghantasala et al. (2009) have developed FDD systems for
DPS based on the approximated slow finite-dimensional
system, which captures the dominant dynamic of original
DPS assuming that the omitted infinite-dimensional fast
system is stable. One prerequisite of this approach is the
existence of eigen-decomposition of the spatial differential
operator. In the current work, an alternative numerical ap-
proach is suggested, which is supposed to be more flexible
and easier to implement. For the order reduction of original
DPS, the well known finite element method (FEM) is used,
which is optimal in the sense of energy norm for given basis
functions (Gockenbach (2002)). Then, an observer-based
fault detection scheme, i.e. fault detection filter (FDF), is
implemented on the approximated system, and generated
residual is evaluated with the well known T
2
index. The
proposed approach is validated on a simulation model
developed based on the work of Berrada et al. (1992) and
Berrada et al. (1997). The rest of this paper is organized
as follows: in Section 2, we introduce some preliminaries
on fault detection theory and formulate the detection
problem. The solution to the detection problem is obtained
in Section 3, Section 4 is devoted the derivation of PDE
model of the paper drying process and the application
of proposed fault detection scheme. Finally, the achieved
results are discussed in Section 5 and Section 6 concludes
this study.
8th IFAC Symposium on Fault Detection,
Supervision and Safety of Technical Processes (SAFEPROCESS)
August 29-31, 2012. Mexico City, Mexico
978-3-902823-09-0/12/$20.00 © 2012 IFAC 1047 10.3182/20120829-3-MX-2028.00124