Insights From the Armstrong Institute
What a Real Preoccupation With Failure Could
Look Like
Peter J. Pronovost, MD, PhD; Lori Paine, DrPH, MS, RN; Eileen M. Kasda, DrPH, MHS;
Melinda D. Sawyer, DrPH, MSN, RN
T
he Joint Commission is guiding health sys-
tems toward becoming high-reliability organiza-
tions (HRO), similar to oil and gas, naval aviation, and
nuclear power industries. These industries perform
with a remarkable degree of safety, despite working
in dynamic and hazardous conditions.
This degree of safety performance is no accident.
Two researchers studied HROs and found repeatable
practices that helped ensure safety.
1
These organiza-
tions function under 2 sociocultural conditions. Orga-
nization leaders profoundly respect all employees, and
all employees want to learn and improve safety and
operations. They also operationalize 2 logics: (1) an-
ticipate mistakes because all systems are fallible and
standardize work when feasible to prevent mistakes
and (2) recover from mistakes, building resiliency into
daily work.
HROs know they must manage error effectively, or
they will spend all their time responding to errors. Thus,
they create mindful organizing structures in which they
constantly envision what could go wrong and design
systems to defend against and recover from mishaps.
Although this preoccupation with failure is a tenet of
HRO, it is often overlooked in health care.
Health care workers often assume things will go right
rather than wrong. This is understandable because clin-
icians choose health care to help people—to fulfill a
sense of altruism. Such optimism that all is well poses
significant risk to patient safety. To defend against risk,
regulatory organizations such as The Joint Commission
require that health care organizations conduct a proac-
tive risk assessment at least every 18 months after a
new or changing process.
Although well intended, an 18-month stretch for risk
assessments is hardly a preoccupation with failure. Pre-
occupation with failure is a mindset, a way to mindfully
organize work, applied by all staff every day on the job.
Being mindful does not mean thinking longer or harder,
Author Affiliations: Armstrong Institute for Patient Safety and Quality,
Johns Hopkins Medicine, Baltimore, Maryland (Drs Pronovost, Paine, and
Sawyer); School of Medicine, Johns Hopkins University, Baltimore,
Maryland (Drs Pronovost and Sawyer); and The Johns Hopkins Hospital,
Baltimore, Maryland (Drs Paine and Kasda).
Correspondence: Peter J. Pronovost, MD, PhD, Johns Hopkins Medicine,
Armstrong Institute for Patient Safety and Quality, 600 N. Wolfe St,
CMSC 131, Baltimore, MD 21287 (ppronovo@jhmi.edu).
The authors declare no conflicts of interest.
Q Manage Health Care
Vol. 26, No. 3, pp. 171–172
Copyright C
2017 Wolters Kluwer Health, Inc. All rights reserved.
DOI: 10.1097/QMH.0000000000000139
it involves thinking about and seeing risks and behav-
ing to improve safety. The same sense of altruism can
move every level of a health care organization to prac-
tice this preoccupation with failure every day—make it
a habit.
2
FRONTLINE CLINICIANS
Clinicians can incorporate risk assessments into daily
processes of care, such as patient rounds or care
transitions. Ask the simple questions: How might this
patient suffer harm and how can we defend against
those risks? For example, a patient with swallowing
difficulties may be at risk for aspiration and could be
placed on aspiration precautions. When transferring
care, whether to another unit or on discharge to a skilled
nursing facility or home care, the sending care team can
communicate their knowledge of the patient’s risks to
the receiving care team. By incorporating a risk assess-
ment into the handoff, information can be shared be-
tween the sending and receiving care teams that will
ensure all patient care needs are met.
In daily care, clinicians should approach tasks with
a mindset to look for errors rather than assuming
what is in front of them is correct. For example, when
nurses conduct a high-risk intravenous medication dou-
ble check, the second nurse should assume the first
nurse made a mistake, hunt for it, and correct it, rather
than assume the intravenous pump is working or pro-
grammed properly and the medication is right. By en-
gaging in this mindset, clinicians can develop a preoc-
cupation with failure.
Frontline caregivers can also perceive near misses
as equally important in the scheme of event reporting.
Look for system defects that could cause harm and
report them before an adverse event occurs.
UNIT-LEVEL MANAGERS
Unit managers can conduct huddles or briefings one or
more times during the day to discuss clinical or oper-
ational risks to patients. For example, a charge nurse
and unit attending might discuss which patients they
are most worried about, how they will manage the de-
mand for beds, and what may happen in the evening
when nurse staffing is reduced.
Managers can also ask frontline staff that thought-
provoking question, how will the next patient be
harmed, and use their responses to proactively iden-
tify and mitigate those risks. This question is asked
in many units throughout our health system that use
Copyright © 2017 Wolters Kluwer Health, Inc. Unauthorized reproduction of this article is prohibited.
July–September 2017
Volume 26
Number 3 www.qmhcjournal.com 171