650 JOURNAL OF MICROELECTROMECHANICAL SYSTEMS, VOL. 16, NO. 3, JUNE 2007
A MEMS-Based Evaluation of the Mechanical
Properties of Metallic Thin Films
Arun Reddy, H. Kahn, and Arthur H. Heuer
Abstract—Characterizing the mechanical properties of metal
thin films is critical for the design and fabrication of metal mi-
croelectromechanical systems and integrated circuit devices. This
paper focuses on wafer-level determination of the mechanical be-
havior of sputtered aluminum and nickel thin films, using a variety
of measurement techniques. Elastic moduli have been determined
in devices fabricated with standard micromachining techniques
using bulge testing of square diaphragms and lateral resonator
structures. We find a Young’s modulus of ∼70 GPa for Al and
∼200 GPa for Ni, in agreement with data for the bulk metals.
Using pressurize/depressurize cycles, the load–deflection curves of
the membranes have also been determined, and in conjunction
with finite element simulations, were used to determine the yield
strength and fracture strength of these films. Residual stresses in
the films have also been investigated using wafer curvature, bulge
testing, and X-ray diffraction. The merits of each measurement
technique are discussed. [2006-0087]
Index Terms—Metal thin films, micromachining, residual
stresses, strength, Young’s modulus.
I. I NTRODUCTION
M
ETAL thin films are one of the most versatile classes of
materials used in the microelectromechanical systems
(MEMS) and integrated circuit (IC) industries. Aluminum thin
films are used in applications ranging from sensors [1] and thin-
film transistors [2] to field emission displays [3]. To fully ex-
ploit MEMS and microelectronics technologies, the reliability
of metallic thin films used in making such miniature structures
has to be established unambiguously.
Characterizing the mechanical properties of thin films, in-
cluding their elastic moduli, strength, and the nature and mag-
nitude of residual stresses, allows estimation of their reliability
in service. Although bulk metals are well understood, the same
is not true for thin films. This arises due to intricacies and com-
plexities involved in fabrication of specimens and subsequent
handling during testing. Evidence exists [4], [5] that suggests
that the properties of thin films cannot be extrapolated from
their bulk counterparts because length-scale effects become
important at small dimensions. Thus, specialized techniques for
Manuscript received May 11, 2006; revised July 24, 2006. Subject Editor
S. Spearing.
A. Reddy was with the Department of Materials Science and Engineering,
Case Western Reserve University, Cleaveland, OH 44106 USA. He is now
with Rohm and Haas Electronic Materials, Phoenix, AZ 85034 USA (e-mail:
areddy@rohmhaas.com).
H. Kahn and A. H. Heuer are with the Department of Materials Science and
Engineering, Case Western Reserve University, Cleaveland, OH 44106 USA
(e-mail: harold.kahn@case.edu; heuer@case.edu).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/JMEMS.2007.892912
testing thin films have been developed [6], both for freestanding
films and for films on substrates. However, reported mechanical
property data are very variable, either due to the experimental
errors attendant on a particular testing method or to differing
process parameters used for thin film fabrication. The elastic
anisotropy coefficients of Al and Ni (2(s
11
- s
12
)/(s
44
)) are
1.2 and 2.5, respectively [7]. These coefficients refer to the
differences in elastic modulus as a function of crystallographic
direction in the crystal. As a result, highly textured Ni films
with varying orientation can display different elastic moduli,
whereas those of Al will show less variation. Therefore, the
processing path by which these films are deposited, and the
resulting texture (if any) should also be taken into account
before using the values for designing MEMS structures. Ex-
perimental difficulties are thus implicated in the fact that the
Young’s modulus of Al has been reported to range from 25 to
90 GPa [8], [9].
In this paper, elastic moduli of Al thin films were determined
using both lateral resonators and bulge testing of membranes,
with specimen dimensions comparable to typical MEMS de-
vices. They were fabricated using standard MEMS bulk and
surface micromachining techniques. Residual stresses in the
Al films were obtained by bulge testing and wafer curvature
techniques. Finally, burst testing, which is an extension of the
bulge test, was used to determine the yield strength and fracture
strength of the Al thin films. Similar but more limited data on
sputtered Ni thin films are reported in Appendix A.
II. THIN FILM/DEVICE FABRICATION
The Al films used in this paper were deposited on Si wafers
at room temperature in the Case Microfabrication Laboratory
(MFL) class 100 clean room using dc magnetron sputtering.
Cathode power was maintained at 750 W, and high-purity argon
was used at 5 mTorr (0.7 Pa) pressure as the sputtering gas. The
deposition rate of Al was ∼1.4 nm/s. The temperature of the
substrate, which is initially at 18
◦
C, increased to ∼30
◦
C during
the deposition. For membrane fabrication, a 0.2-μm-thick SiN
x
film was deposited by low-pressure chemical vapor deposition
(LPCVD) onto both sides of a 100-mm-diameter double-side-
polished (100) Si wafer. The backsides of the wafers were
then patterned using standard photolithography to define square
windows in the SiN
x
, which were etched using an SF
6
plasma.
The exposed square windows of Si were etched anisotropically
in aqueous 3.5 M KOH solution at 55
◦
C, the Si (111) planes
defining the SiN
x
membranes. The Al films (1.0 and 1.4 μm
thick) were then deposited onto the front side of the wafers
to form a metal–SiN
x
composite membrane. Finally, the SiN
x
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