Sleep Apnea in Pediatric
Neurological Conditions
Gabor Szuhay, MD, and Josh Rotenberg, MD
Corresponding author
Gabor Szuhay, MD
Department of Neurosciences and Behavioral Medicine,
George Washington University of Medicine, Children’s National
Medical Center, 111 Michigan Avenue NW, Washington, DC
20010, USA.
E-mail: gszuhay@cnmc.org
Current Neurology and Neuroscience Reports 2009, 9: 145–152
Current Medicine Group LLC ISSN 1528-4042
Copyright © 2009 by Current Medicine Group LLC
Sleep apnea in neurologically compromised children
is common but underrecognized. It can be second-
ary to diseases at all locations on the neuroaxis
and may independently alter their presentation,
severity, and course. As a primary and secondary
illness, it is associated with signi ficant neurologi-
cal morbidities. In its severe manifestation, it can
cause life-threatening short- and long-term sys-
temic morbidities. The authors review the most
recent and relevant literature and provide the pedi-
atric neurologist with a framework with which to
identify children at risk.
Introduction
Disordered breathing in sleep is a common and treat-
able condition affecting children of all ages. While the
presentation has a spectrum of severity, sleep apnea (SA)
syndrome implies the presence of markedly abnormal
breathing in sleep with disruption in daytime function-
ing, behavioral problems, and/or excessive daytime
somnolence (EDS). Neurologically impaired children
have additional unique and often multiple disease-speci fic
risk factors for SA. Genetic susceptibility and treatment
exposures also contribute to disease expression. SA
can be dif ficult to appreciate in this group of children
because patients and parents with cognitive limitations
tend to underreport symptoms and signs. Furthermore,
SA symptoms and signs may be falsely attributed to the
underlying neurological disease. As SA is curable and
its morbidities are at least partially reversible, pediatric
neurologists must be able to identify patients at risk.
Anatomy and Physiology
Respiration
Ef ficient breathing relies on three intact compartments:
the central and peripheral nervous system, the respira-
tory musculature, and the airway. The drive to breathe in
sleep is largely automatic. Peripheral and central respira-
tory chemoreceptors and pulmonary mechanoreceptors
all project to the nucleus of the solitary tract. Respiratory
rhythm is generated by the medulla’s ventral respiratory
group and the pre-Botzinger complex. The carotid bodies
are sensitive to hypoxia and project to the ventral respira-
tory column’s and pre-Botzinger complex’s glutaminergic
neurons via the nucleus of the solitary tract. The seroto-
nergic neurons in the medullary raphe and ventral surface
are sensitive to carbon dioxide and hydrogen ions. These
neurons mainly project to the phrenic nerve. The arcuate
nucleus is the equivalent of the central chemoreceptors in
animals and perhaps in humans [1••].
Pousielle’s law describes the physics of laminar flow
through a tube and speci fies the direct relationship
between flow and the fourth power of the tube’s radius.
As a result, a small decrease in airway diameter pro-
foundly reduces the ef ficiency of breathing.
The airway stays patent through tonic activation of the
upper airway musculature. In brief, during stage 1 and 2
sleep, voluntary control of respiration persists; automatic
breathing occurs in non–rapid eye movement (NREM) and
REM sleep. In NREM sleep, respiratory drive depends on
input from peripheral chemoreceptors, the diaphragm, and
other respiratory muscle groups to stay active. In REM sleep,
muscle atonia involves all respiratory muscles except the dia-
phragm. Respiration depends more on central drive. In the
progression to REM sleep, the activity of the tonic motor
neurons is lowest; upper airway resistance (and therefore
the risk of apnea) is highest. The amount and distribution
of REM sleep and thus the apnea rate vary throughout the
night in different age groups.
Sleep
Ef ficient sleep is important to protect vital functions of
the developing brain such as memory consolidation and is
maintained by minimizing sleep disruption from arousals.
Arousal is necessary to resolve respiratory compromise by