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Chapter 9
Ethics and Leadership:
The Role of Prevention and Promotion
Oriented Approaches to Leadership
ABSTRACT
Leadership and ethics continue to be important areas of research. The devastating results of failed lead-
ership in numerous Enron-like situations have ensured that this is the case. This chapter suggests how
various leadership approaches and behaviors lead to or develop diferent types of employee behaviors
that impact organizational outcomes. The framework reviews ethical, transformational, and servant
leadership, and their relationship to self-regulatory focus. Specifcally, promotion-oriented leaders
tend to refect transformational and servant-leadership behaviors and resulting organization cultures,
while prevention-oriented leaders match the ethical leadership style and related organization culture.
The prevention orientation is a conservative mindset guiding consistent leader and employee behavior,
while the promotion orientation provides more opportunity for unique and innovative behaviors.
INTRODUCTION
In the current business environment, leadership
and ethics continue to be important areas of
research. This is particularly relevant given the
frequency of Enron, Fannie Mae, and J. P. Morgan
& Company-like corporate scandals that have
continued to occur throughout the beginning of
the 21
st
century. Despite the prevalence of such
scandals, a recent review by Brown and Trevino
(2006) concluded “ethical leadership remains
largely unexplored” (p. 595). Existing research
focuses on identified contexts, attitudes, and en-
vironments relating to unethical leader behavior
and its impact on employees. Creating or fostering
ethical leadership received less emphasis, reveal-
ing a conspicuous disparity between highlighting
negative aspects of unethical leadership and in-
complete discussion on the application of positive,
ethical leadership. The work presented here is
Nathan S. Hartman
Illinois State University, USA
Thomas A. Conklin
Georgia State University, USA
DOI: 10.4018/978-1-4666-5840-0.ch009