Citation: Liu, J.; Wan, Y.; Qu, S.; Qing,
R.; Sriboonchitta, S. Dynamic
Correlation between the Chinese and
the US Financial Markets: From
Global Financial Crisis to COVID-19
Pandemic. Axioms 2023, 12, 14.
https://doi.org/10.3390/
axioms12010014
Academic Editor: Boualem Djehiche
Received: 14 November 2022
Revised: 18 December 2022
Accepted: 19 December 2022
Published: 23 December 2022
Copyright: © 2022 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
distributed under the terms and
conditions of the Creative Commons
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
axioms
Article
Dynamic Correlation between the Chinese and the US Financial
Markets: From Global Financial Crisis to COVID-19 Pandemic
Jianxu Liu
1
, Yang Wan
1,
* , Songze Qu
2,
*, Ruihan Qing
1
and Songsak Sriboonchitta
3
1
School of Economics, Shandong University of Finance and Economics, Jinan 250000, China
2
School of International and Public Affairs, Columbia University, New York, NY 10027, USA
3
Faculty of Economics, Chiang Mai University, Chiang Mai 50200, Thailand
* Correspondence: 20190611025@mail.sdufe.edu.cn (Y.W.); sq2229@columbia.edu (S.Q.)
Abstract: As China’s economy and the U.S. economy have shown a definite interaction, there
is considerable interest in studying the correlation between the Chinese stock market and the US
financial markets. This paper uses an Asymmetric Dynamic Conditional Correlation (ADCC)-GARCH
to investigate the correlation between the Shanghai Composite Index (SHCI) and the U.S. financial
markets, including SP500, NASDAQ, and US dollar indexes. The empirical results show that the
time-varying daily and the lag-one correlation between China and the US stock markets have different
performances during global events and national events. Compared with the complicated effect of
negative events on the correlation of the stock market, SHCI and USD are negatively correlated
with higher negative correlation during the global negative events. In addition, we found Chinese
investors are more contagious to the news than American investors, indicating that the Chinese
government’s policy are more indicated to Chinese investors. Finally, some policy suggestions are
provided, and are beneficial to risk prevention and control, and investment.
Keywords: dependence; SP500; USD; financial crisis; COVID-19
1. Introduction
In line with globalization and technological advances, China’s economy and the US
economy are now undoubtedly more connected. This close economic partnership has the
potential to strengthen the interrelationship between Chinese and U.S. financial markets [1].
In view of the “too connected to fail” theory, research on the correlation of Chinese and
American stock markets is of great significance, because if a risk occurs in one of these
financial markets, both sides will be hurt. On the other hand, the two largest economic
systems are in the US and China, which constitute approximately 42.10% of the world
GDP [2]. The US financial market and the Chinese stock market are also firmly in the
leading position in the world. The economies and financial markets of China and the US
are huge. As the “too big to fail” theory explains, a study of the relationship between the
two countries’ financial markets is necessary. The stock market as one of the irreplaceable
supporting lines for the development of the real economy is then, naturally, a major
focus for researchers and investors to actively investigate and put into practice in their
portfolio management. The US stock market demonstrates the ability of information flow
to global stock exchanges [3]. The U.S. dollar is the world’s dominant currency and a major
component of U.S. financial markets. The fluctuations of the U.S. dollar have a significant
impact on exchange markets and economies in the world. For example, appreciation of the
U.S. dollar causes the depreciation of Chinese Renminbi (RMB). This depreciation benefits
exporters and could fuel export-driven growth in China, which could lead to the Chinese
stock market rally. However, according to the capital flow theory, RMB depreciation will
promote international capital outflow and drive stock prices down [4]. Therefore, the
U.S. dollar and the Chinese stock market do not have a clear relation. Most importantly,
the U.S. dollar index has maintained an upward trend during the COVID-19 epidemic,
Axioms 2023, 12, 14. https://doi.org/10.3390/axioms12010014 https://www.mdpi.com/journal/axioms