RAPID COMMUNICATIONS
PHYSICAL REVIEW B 94, 241403(R) (2016)
Quantum spin Hall phase in stanene-derived overlayers on passivated SiC substrates
Filipe Matusalem,
1 , *
Friedhelm Bechstedt,
2
Marcelo Marques,
1
and Lara K. Teles
1
1
Grupo de Materiais Semicondutores e Nanotecnologia (GMSN), Instituto Tecnol´ ogico de Aeron´ autica (ITA),
12228-900 S ˜ ao Jos´ e dos Campos/SP, Brazil
2
Institut f ¨ ur Festk¨ orpertheorie und -optik, Friedrich-Schiller-Universit¨ at, Max-Wien-Platz 1, D-07743 Jena, Germany
(Received 14 July 2016; revised manuscript received 29 September 2016; published 13 December 2016)
We present atomic and electronic structure studies using first-principles calculations of two-dimensional
topological insulators, stanene and fluorostanene, deposited on 4H -SiC(0001) substrates. We demonstrate the
stability of H- or F-passivated honeycomb crystals due to a van der Waals interaction between the adsorbate and
substrate. Despite destroyed inversion symmetry and biaxial strain the calculations of the band structures and Z
2
topological invariants predict that the quantum spin Hall (QSH) phase of stanene on H-passivated SiC as well as
fluorostanene on H- and F-passivated SiC survives the interaction with the substrate. Our findings should serve
as guidance for the epitaxial growth of tin-based QSH systems on wide-band-gap semiconductors.
DOI: 10.1103/PhysRevB.94.241403
A new quantum state of matter that exhibits robust metallic
boundary states inside the energy gap of the bulk, the
topological insulators (TIs), has been discovered [1–4]. TIs
are based on many crystals composed of heavy elements with
a strong spin-orbit interaction (SOI). They have inspired in-
creasing interest in physics, chemistry, and materials science to
explore their promising potential for application in spintronics,
thermoelectrics, and quantum computation [5]. TIs can be
three-dimensional (3D) or two-dimensional (2D). The 2D case
is most interesting because it represents the quantum spin Hall
(QSH) phase [2,3] and is characterized by one topological
invariant Z
2
[6]. The interior of such a 2D TI exhibits a
spin-orbit gap, while topologically protected helical states are
localized at its edges.
Among the 2D materials, a promising TI candidate
is stanene, a graphenelike monolayer of tin (Sn) atoms,
resembling a buckled honeycomb lattice with relativistic
Dirac fermions near the K point on the hexagonal Brillouin
zone (BZ) [7,8]. At K a small gap of about 0.1 eV is
opened by a SOI [9]. Stanene has been predicted to be a
TI [7], while its counterpart, chemically functionalized with
fluorine, has been identified as a QSH insulator with a large
gap [8,10]. Moreover, it is suggested to be the wonder material
of future electronics [11], predicted to conduct electricity
with 100% efficiency at room temperature [8]. Stanene may
also provide other interesting features such as enhanced
thermoelectricity [12] and topological superconductivity [13].
Ground-state studies of freestanding 2D crystals are rather
academic, in particular, for such which cannot be prepared by
exfoliation. Their experimental investigations but especially
their possible applications in electronic devices ask for their
epitaxial growth on a certain substrate. Therefore, the search
for substrates that preserve the TI character of the overlayer
becomes essential for practical purposes.
There have been trials to deposit Sn films on substrates. Pre-
vious results of molecular beam epitaxy (MBE) experiments
may be interpreted in terms of stanenelike overlayers [14].
Monolayer stanene has been recently fabricated by MBE on a
Bi
2
Te
3
(111) substrate [15]. Its metallic properties have been
*
filipematus@gmail.com; gmsn@ita.br
attributed to the strong interaction between Sn atoms and the
substrate, illustrating the crucial role of the interaction with
the substrate for maintaining the topological character.
Despite the great importance of the substrate’s influence
on the preservation of the intrinsic topology of 2D materials,
only few works have investigated this fact [10,16,17]. There
are some theoretical predictions of TI stanene on other 2D
materials as substrates [18–20]. However, flakes of 2D crystals
such as MoS
2
cannot serve as the substrate in a reliable epitaxy.
Rather, commercial wafers of large-gap semiconductors may
serve as a suitable substrate and open an avenue for future
TI-based electronics. Recently, a triangular lattice of Sn
atoms has been deposited on a SiC(0001) substrate [21]. This
progress encourages further exploration of atomically thin
Sn-based lattices on SiC. On the other hand, the passivation of
SiC(0001) surfaces can play a fundamental role in obtaining a
nonmagnetic wide-band-gap material free of surface states,
possibly resulting in the survival of the TI character of
the grown stanene-derived overlayers. Thus, a study in this
direction could give important insights into the epitaxial
growth achievement of such systems.
In this Rapid Communication we investigate the deposition
of stanene and fluorostanene on SiC, passivated or not with
fluorine (F) or hydrogen (H), including the formation of
quasifreestanding layers. Despite the wide gap of about 3 eV
of the 4H -SiC polytype, the passivation of the substrate is
mandatory for the survival of Dirac fermions. We develop
first-principles electronic structure calculations to derive the
topological Z
2
invariants of the adsorbate-substrate system
without inversion symmetry. We predict that stanene on top of
H-passivated and fluorostanene on top of H- and F-passivated
4H -SiC(0001) remain TIs.
To study the deposition of tin-based 2D materials on SiC,
we use state-of-the-art ab initio simulations based on the
density functional theory (DFT) as implemented in the Vienna
ab initio simulation package (VASP)[22]. The wave functions
and potentials are generated within the projector-augmented
wave method [23]. The exchange and correlation are computed
using the generalized gradient approximation [24]. The van der
Waals (vdW) interaction is taken into account in the framework
of the optB86b functional [25–27]. The kinetic energy cutoff
for the plane waves is restricted to 300 eV, and the BZ is
2469-9950/2016/94(24)/241403(5) 241403-1 ©2016 American Physical Society