Landscaping health-care system using
functional records management activities
Ngoako Solomon Marutha
Department of Information Science, College of Human Sciences, University of South Africa, Pretoria, South Africa
Abstract
Purpose – The paper sought to investigate the landscaping of electronic system through the use of the functional patient’s records management
activities. The rationale is to share views and guide organisations that are struggling with providing specification for a functional records
management system.
Design/methodology/approach – The study used qualitative approach to apply the literature in supporting the views about landscaping electronic
system using functional patient’s records management activities.
Findings – The study revealed that without consideration of records management activities the likelihood is that the system may be not properly
functional. The best way to landscape electronic system for records management is using records management activities. This will assist in avoiding
critical omission for inclusion of all records management system operational activities.
Originality/value – The paper is proposing a new way of landscaping the electronic system by using the records management functional activities.
It also provides a framework to guide the implementers or electronic system developers. The paper was partially extracted from the author’s Ph.D.
thesis completed in 2016, to develop a framework for landscaping the electronic system by using the records management functional activities.
Keywords Electronic system, Records management, Functions activities, Patients’ records, Health-care system, Landscaping
Paper type General review
Introduction
Records management processes involve all the activities
discharged in managing the records throughout the life cycle
(Ismail and Jamaludin, 2009; Ngoepe, 2014). In a health-care
institution, the health-care records are managed when
handling, organising, and safety and security measures.
Therefore, to ensure effective records management operation,
an effective records management system framework needs to be
established during the records management planning process
(Lott, 1997; Ngoepe, 2014; Ndenje-Sichalwe et al., 2011).
Specific records management operations or activities that need
to be covered by the recordkeeping system include the
following:
[...] capturing records into the records system, determining the records
retention period, registering records, classifying records, storage and
handling procedures, access and retrieval, applying the disposal authority
and documenting records management processes (Ismail and Jamaludin,
2009).
The functional requirements for electronic records
management also include records’ capturing, identifying,
arrangement, description, classifying, storage, preservation,
metadata and access, appraisal, retention, disposal, access
management, security management and the rendering of search
and retrieval services to clients (Horsman, 2001; International
Council on Archives, 2008; Ndenje-Sichalwe et al., 2011).
Additional to these, paper-based records also require
accessioning as an activity on top of all the other operations
(Katuu, 2012). Documentation of records management
processes or the creation of policies and procedures also forms
part of the key operational tasks for records management
(Chinyemba and Ngulube, 2005; Ndenje-Sichalwe et al.,
2011). This is because “management of records after their
creation is just as important as ensuring that the right records
have been captured” in the system (Chinyemba and Ngulube,
2005).
Fundamentally, the records management process-guiding
document should be created to clearly describe the legal,
organisational and technical requirements of the recordkeeping
operation. The document should also cover records
management processes authorisations. Good examples of these
processes include classification, disposition, indexing and
review of records (ISO 15489, 2001; Granath et al., 2004;
Nengomasha, 2009; Ngoepe, 2014; Ndenje-Sichalwe et al.,
2011). Some of the records management operational activities
need to be documented for approval by the appropriate
authorities. For instance, the documentation of operational
procedures regarding records’ capturing and the records
retention period should also be properly documented and
submitted to organisational management for approval. In most
organisations, some activities are performed while others are
not discharged (Ngoepe, 2014; Ngoepe and Van der Walt,
2010). For example, from the researcher’s experience, some of
the organisations arrange and keep their records, even if they do
not have a documented plan or guiding documents such as a
file plan, also to find that the records kept are also not appraised
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Collection and Curation
© Emerald Publishing Limited [ISSN 2514-9326]
[DOI 10.1108/CC-03-2020-0006]
Received 19 March 2020
Revised 21 April 2020
Accepted 23 April 2020