Citation: Havukainen, M.; Mikkilä,
M.; Kahiluoto, H. Climate Policy
Reform in Nepal through the Lenses
of the Institutional Analysis and
Development Framework.
Sustainability 2022, 14, 7391. https://
doi.org/10.3390/su14127391
Academic Editor: Samuel
Asumadu-Sarkodie
Received: 19 April 2022
Accepted: 10 June 2022
Published: 16 June 2022
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sustainability
Article
Climate Policy Reform in Nepal through the Lenses of the
Institutional Analysis and Development Framework
Minna Havukainen, Mirja Mikkilä * and Helena Kahiluoto
Department of Sustainability Science, School of Energy Systems, Lappeenranta-Lahti University of Technology,
P.O. Box 20, 53851 Lappeenranta, Finland; minna.havukainen@lut.fi (M.H.); helena.kahiluoto@lut.fi (H.K.)
* Correspondence: mirja.mikkila@lut.fi
Abstract: Successful climate change mitigation requires the commitment of rapidly developing
low-income countries. Although most of them have strategies to tackle a fair share of the burden,
implementation is low despite large amounts of international aid. We aimed to identify the dynamics
underpinning their low implementation, using Nepal as a case study. Aid-dependent Nepal is vulner-
able to climate change and committed to its mitigation while pursuing democracy and development.
We applied an institutional analysis and development framework as well as an institutional grammar
tool to analyze national climate policy. We found that the current national institutions did not enable
effective climate change mitigation. Despite relevant political decisions being made, the arrangements
were enacted slowly. Contrary to development issues, climate issues were not tackled across all of
the relevant sectors, such as waste management, traffic, and agriculture, nor across governance levels,
while there was little coherence between development and climate policies. Instead, community
forestry was set in the main charge of climate actions, as explained by the history of development
collaboration. Additionally, climate education was mainly addressed to local communities rather than
to decision-makers. We conclude that building local institutions and funding addressed effectively,
even to local actors, are key options to improve the implementation of the national climate strategies
of Nepal and low-income countries.
Keywords: climate change mitigation; climate policy; institutional analysis and development
framework; institutional grammar tool; Nepal
1. Introduction
The climate crisis, as a major collective action problem, reveals the conflicting interests
between parties [1] To extend and manage the global commons, such as the climate,
understanding the barriers and enablers of national climate actions through the perspective
of less-powerful nations and people is needed [2]. Low-income countries are committed to
carrying a fair share of the mitigation burdens if they have access to sufficient resources, as
stated in the nationally determined contributions (NDCs) [3].
While the NDCs framework of the Paris Agreement explicitly allows countries to
simultaneously consider national policies and global climate objectives [4], often the at-
tributes of communities where climate actions take place and the interactions between
states are neglected, leading to an unclear picture of the decision-making process in climate
change [5]. Furthermore, the success of international agreements has been evaluated on the
basis of measurable environmental impacts [6], human health [7], technology transfers [8],
and people’s experiences [9]. However, the dynamics and causes underlying the successes
or failures remain unknown.
To address this gap, qualitative case study methods allow investigations into how
institutional arrangements shape policy outcomes, and institutional analyses offer a sys-
tematic basis for characterizing key institutional features. The IAD framework enlightens
the institutional, technical, and participatory aspects of collective action problems and their
Sustainability 2022, 14, 7391. https://doi.org/10.3390/su14127391 https://www.mdpi.com/journal/sustainability