Asymmetric Bioreduction of Ethyl 3-Halo-2-oxo-4-phenylbutanoate by
Saccharomyces cerevisiae Immobilized in Ca-Alginate Beads with Double Gel
Layer
Humberto M. S. Milagre,
†
Cı ´ntia D. F. Milagre,
†
Paulo J. S. Moran,
†
Maria Helena A. Santana,
‡
and
J. Augusto R. Rodrigues*
,†
State UniVersity of Campinas, Institute of Chemistry, CP 6154, CEP 13084-971 Campinas, SP, Brazil, and State
UniVersity of Campinas, School of Chemical Engineering, CP 6066, CEP 13081-970 Campinas, SP, Brazil
Abstract:
The asymmetric bioreduction of ethyl 3-halo-2-oxo-4-phenylbu-
tanoate was studied for several microorganisms and especially
for Saccharomyces cereWisiae. The highest chemical yield (90%),
de (70%) and ee (96-99%) were obtained with S. cereWisiae
immobilized in calcium alginate beads with double gel layers,
and reaction conditions were optimized by changing matrix of
immobilization, concentration of substrate, and feeding with
glucose as electron donor. The entrapment of cells with double
gel layers was fundamental to achieve high enantio- and
diastereoselectivity.
Introduction
The production of enantiomeric pure compounds is of
increasing importance in the fine chemical and pharmaceuti-
cal industries in particular.
1
Many of these compounds can
be obtained by asymmetric reductions of ketones mediated
by Saccharomyces cereVisiae (baker’s yeast).
2
In biocatalytic
conversions,
3-7
whole cells are used more often than isolated
enzymes since cofactor regeneration is not required for
sustained catalytic activity. S. cereVisiae is an economically
attractive biocatalyst due to its availability, low cost, ease
of handling and disposal, safety for food and pharmaceutical
applications, as well as its capacity to catalyze a wide range
of stereoselective reductions.
3-8
However, this method has
not been considered suitable for large-scale production of
chiral alcohol, due to the low concentration of reagents and
the long process of isolation of products, since the reactions
are generally performed in batch process. Some work with
continuous cell-culture systems tried to overcome these
disadvantages.
9-12
One alternative is to use immobilized cells
for enantioselective reductions of ketones.
13
Several methods
for entrapment of living and growing cells have been
developed.
14,15
A preparation that provides extremely mild
immobilization conditions is the entrapment within ionotropic
gels, such as calcium alginate.
16
Entrapment of cells in calcium alginate is the most widely
used immobilization technique in the biocatalytic production
of chemical compounds.
17-21
Alginate is cheap and readily
available, has a high affinity for water, and has the ability
to form gels under mild conditions, which are suitable for
most cells. It is nontoxic and nonpathogenic, what makes it
attractive for applications in the food and the pharmaceutical
industries.
20
Several ketone reductions using immobilized
cells have been reported in the literature and, in many cases,
by S. cereVisiae immobilized in calcium alginate.
13,22-26
Other
microorganisms
27,28
as well as other immobilization matrixes
* Author for correspondence. E-mail: jaugusto@iqm.unicamp.br.
†
Institute of Chemistry.
‡
School of Chemical Engineering.
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Organic Process Research & Development 2006, 10, 611-617
10.1021/op0502497 CCC: $33.50 © 2006 American Chemical Society Vol. 10, No. 3, 2006 / Organic Process Research & Development • 611
Published on Web 03/10/2006