Epitaxial growth of AlN on c-plane sapphire by High Temperature Hydride
Vapor Phase Epitaxy: Influence of the gas phase N/Al ratio and low
temperature protective layer
R. Boichot
a,
⁎, N. Coudurier
a,b
, F. Mercier
a
, S. Lay
a
, A. Crisci
a
, S. Coindeau
c
, A. Claudel
b
, E. Blanquet
a
, M. Pons
a
a
SIMaP CNRS, Grenoble INP, UJF, 1130 Rue de la Piscine, 38402 Saint Martin d'Hères, France
b
ACERDE, 354 Voie Magellan-Alpespace, 73800 Ste Hélène du Lac, France
c
CMTC, Grenoble INP-CNRS, 38402 Saint Martin d'Hères, France
abstract article info
Available online 22 August 2013
Keywords:
AlN
High Temperature-HVPE
III–V heteroepitaxy
c-Plane sapphire
AlN is epitaxially grown on c-plane sapphire by High Temperature Hydride Vapor Phase Epitaxy (HT-HVPE) at
constant growth rate and thickness, while varying the N/Al ratio in the gas phase at 1500 °C. The influence of
an additional low temperature (1200 °C) protective layer on AlN crystal quality is also assessed. The experiments
and thermodynamic calculations show that the sapphire substrate is unstable at high temperature under hydro-
gen and ammonia while it is stable at low temperature or under a few hundred nanometers of AlN protective
layer even at high temperature. In terms of AlN crystal quality, the optimal process developed here consists in
depositing a 170 nm low temperature protective AlN layer with N/Al = 3 followed by a high temperature
thick AlN layer grown with N/Al = 1.5. In this case, the interface between AlN and sapphire remains continuous
(no etching) and the stress in the grown layer at room temperature is minimized by a balance of the growing ten-
sile stress with the cooling compressive stress.
© 2013 Elsevier B.V. All rights reserved.
1. Introduction
Aluminum nitride is a promising substrate for AlGaN-based UV LED
and piezoelectric applications (Micro Electro Mechanical Systems,
MEMS and Surface Acoustic Waves, SAW devices). The UV LED industry
requires high quality single crystals (i.e. deep UV transparency, low den-
sity of defect) [1]. The requirements are less restrictive for piezoelectric
applications, for which highly oriented c-axis layers are needed [2,3].
Among the different available processes for AlN growth (Physical
Vapor Transport, PVT [4–7]; Metal–Organic Chemical Vapor Deposition,
MO-CVD [8] and High Temperature Hydride Vapor Phase Epitaxy, HT-
HVPE), High Temperature HVPE (N 1200 °C) becomes the most prospec-
tive technique to produce the required quality for both piezoelectric and
semiconductor industry [9–21]. A better understanding of the phenom-
ena leading to high quality AlN layers grown on sapphire is the key
point to allow HT-HVPE becoming a new industrial reference in thick
AlN layers processing. Indeed, it is currently one of the cheapest way
to produce industrial grade AlN single crystals.
Currently, the main concern is the lack of cheap compatible seed sub-
strates that could present a thermodynamic stability at the temperature
and gas mixture used for AlN growth. In particular, the deep UV transpar-
ent sapphire undergoes severe etching under hydrogen atmosphere at
high temperature [21,22]. The main solution to overcome this issue is
to protect the sapphire surface with a thin (b 200 nm) epitaxial AlN
layer grown at low temperature prior to the thick high temperature de-
posit (N 1 μm). This buffer intermediate layer is called “protective layer”.
Growth of AlN templates on sapphire by HT-HVPE was historically
assessed since 2001, in majority on c-plane surfaces [9–16]. Some
growths were also attempted on a-plane, tilted c-plane or semi-polar
orientations [17]. The poor thermodynamic stability of sapphire in HT-
HVPE growth conditions was noticed and several authors worked on
processes that are able to avoid sapphire decomposition by means of
templates, protective or nucleation layers [18–20]. On the contrary,
the thermodynamic instability of sapphire substrates in HVPE condi-
tions was used to promote mechanical fragility of the sapphire/AlN in-
terface to produce freestanding substrates [21].
Due to the high dislocation density obtained by direct growth on flat
substrates, the current trend is to transpose the ELO (Epitaxial Layer
Overgrowth) technique, mastered with GaN, to AlN layers [23–26].
The aim of this study is to assess the feasibility of a one step growth
of AlN on c-plane sapphire by only varying the N/Al ratio in the gas
phase and compare the crystalline quality obtained with layers grown
on a thin low temperature protective layer (in situ grown template).
Results are analyzed with the help of thermodynamic considerations.
2. Experiments
Experiments are conducted in a quartz, cold wall, and vertical
CVD reactor. The experimental apparatus is depicted in [27]. Pres-
sure is maintained at 1333 Pa during experiments. The reactor is
Surface & Coatings Technology 237 (2013) 118–125
⁎ Corresponding author at: SIMAP/Phelma Bâtiment Recherche, 1130 Rue de la Piscine,
38402 Saint Martin d'Hères, France. Tel.: +33 476826537; fax: +33 476826677.
E-mail address: raphael.boichot@simap.grenoble-inp.fr (R. Boichot).
0257-8972/$ – see front matter © 2013 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.surfcoat.2013.08.016
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