58 | Community Dent Oral Epidemiol. 2023;51:58–61. wileyonlinelibrary.com/journal/cdoe
1 | INTRODUCTION
Despite the increasing number of dental public health papers,
1
conceptual models seem misused and underused in aetiological
research. The lack of models or their misuse raises potential prob-
lems. Firstly, conceptual models convey state of the art in science;
thus, not following them may unnecessarily confirm what is already
known without filling a knowledge gap. During research planning,
conceptual models offer guidance on variables to be assessed and
included in the data collection process. Secondly, the lack of the-
ory in data analysis may lead to the so-called ‘fishing expedition’,
whereby reporting statistically significant tests of spurious associ-
ations is the hallmark. An investigator may explicitly state that their
goal is to assess an aetiological relation, but may also use terms like
‘prediction’ to avoid a more complex causal debate about the role of
a supposed risk factor. Though exploring new risk factors is not by
itself wrong, doing that without robust theoretical frameworks may
divert scarce time and resources to unimportant questions, leading
Received: 13 October 2021
|
Revised: 25 June 2022
|
Accepted: 5 August 2022
DOI: 10.1111/cdoe.12786
ORIGINAL ARTICLE
Challenges in operationalizing conceptual models in aetiological
research
Roger Keller Celeste
1
| Beatriz Carriconde Colvara
1
| Rafaela Soares Rech
2
|
Michael Eduardo Reichenheim
3
| João Luiz Bastos
4
© 2023 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd.
1
Department of Preventive and Social
Dentistry, Federal University of Rio
Grande do Sul, Porto Alegre, Brazil
2
Department of Speech Therapy, Federal
University of Health Science of Porto
Alegre, Porto Alegre, Brazil
3
Department of Epidemiology, State
University of Rio de Janeiro, Porto Alegre,
Brazil
4
Department of Public Health,
Federal University of Santa Catarina,
Florianópolis, Brazil
Correspondence
Roger Keller Celeste, Department of
Preventive and Social Dentistry, Faculty
of Dentistry/UFRGS, Rua Ramiro Barcelos
2492, 3° andar, Porto Alegre – RS, CEP
90035-003, Brazil.
Email: roger.keller@ufrgs.br
Funding information
Brazilian Coordination for the
Improvement of Higher Education
Personnel - CAPES (Coordenação de
Aperfeiçoamento de Pessoal de Nível
Superior); CNPq, Grant/Award Number:
303775/2021-1; Brazilian National
Council of Scientific and Technological
Development - CNPQ (Conselho
Nacional de Desenvolvimento Científico
e Tecnológico), Grant/Award Number:
311592/2019-8
Abstract
Conceptual or theoretical models are crucial in developing causal hypotheses and in-
terpreting study findings, but they have been underused and misused in aetiological
research, particularly in dentistry and oral epidemiology. Good models should incor-
porate updated evidence and clarify knowledge gaps to derive logical hypotheses.
Developing models and deriving testable hypotheses in operational models can be
challenging, as seen in the four examples referred to in this commentary. One chal-
lenge concerns the theoretical validity of the model, while another relates to diffi-
culties in operationalizing abstract concepts. A third challenge refers to the lack of
sufficient information in the dataset to test partially or even the whole model. Finally,
a common challenge is the application of a conceptual model to different contexts.
Among the existing methodological approaches to operationalize conceptual models,
causal graphs may be helpful, especially when combined with approaches from di-
verse disciplinary fields via triangulation.
KEYWORDS
causality, epidemiologic methods, public health dentistry, research, theoretical models
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