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IEEE MICROWAVE AND WIRELESS COMPONENTS LETTERS 1
Adaptive Nonlinear Equalization
of a Tunable Bandpass Filter
Nicholas Peccarelli , Student Member, IEEE, and Caleb Fulton , Senior Member, IEEE
Abstract— The mitigation of third-order intermodulation dis-
tortion produced by a nonlinear tunable bandpass filter (BPF) in
a digital receiver channel is demonstrated. An iterative solution
is proposed, in the use of the least-mean-square algorithm, as an
effective way to allow the correction coefficients to adapt to the
changes in the system characteristics when the center frequency
is changed. Results are shown using a two-pole, varactor-loaded
BPF, and an Analog Devices AD9371 transceiver.
Index Terms— Adaptive signal processing, least mean square,
nonlinear distortion and intermodulation distortion (IMD),
nonlinear filters.
I. I NTRODUCTION
R
ECENTLY, there has been a growing interest in fully
digital, low-cost arrays, for a variety of applications
[1]–[5]. These systems are also sometimes making use of tun-
able components. For size and cost reasons, these are typically
either based on integrated technologies or are otherwise lim-
ited in linearity, leading to intermodulation distortion (IMD)—
a threat that is exacerbated by the wide-angle response of each
element in a digital array [1], [2].
Digital postdistortion, or nonlinear equalization (NLEQ),
has been increasingly researched in recent years [1], [6], [7].
Such corrections often focus on the main cause of receiver
nonlinearities, such as the low-noise amplifier (LNA),
mixer, or baseband stages. With a few small exceptions,
corrections for tunable filter nonlinearities have not been
widely explored [8], [9] (see Fig. 1). Low-cost tunable filters
typically use varactor diodes or other integrated approaches
(as opposed to mechanical or other exotic techniques) and,
since they are often placed immediately after the LNA stage,
must have inherently higher input third-order intercept points
than the LNA, lest they contribute significantly to IMD.
Iterative NLEQ approaches are quite natural to correct
for IMD in these tunable devices, since both the filtering
characteristics and nonlinear behavior of the filter can change
greatly with center frequency, temperature, and time. The
least-mean-square (LMS) algorithm is a convenient iterative
algorithm for such purposes, with the proper basis choice.
Most of the previous work, with few exceptions, has used
a static power series as a basis, which was commonly used
in digital predistortion. But the receiver channel, compared to
that of the transmitter, usually contains a bandpass filter (BPF),
Manuscript received November 19, 2018; accepted December 10, 2018.
This work was supported by the Defense Advanced Research Projects Agency
under Grant D15A00090. (Corresponding author: Nicholas Peccarelli.)
The authors are with the Advanced Radar Research Center, College of
Electrical and Computer Engineering, University of Oklahoma, Norman, OK
73019 USA (e-mail: peccarelli@ou.edu; fulton@ou.edu).
Color versions of one or more of the figures in this paper are available
online at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/LMWC.2018.2887387
Fig. 1. Example of a nonlinear receiver front end. Red: nonlinear components
that are typically accounted for. Blue: nonlinear tunable BPF in question.
Fig. 2. Example of an LMS-based NLEQ correction of a compressed receiver
front end, trained by an auxiliary channel.
which can greatly add frequency dependence, requiring the
use of memory terms for equalization. A memory polynomial
(MP) may not be optimal, but it has shown to be effective
for a range of linearity and equalization purposes in previous
work [10].
An example of the desired result is summarized in Fig. 2.
This letter demonstrates these concepts with a varactor-tuned
S-band filter in front of a modern digital transceiver for
digital array applications. Section II summarizes the approach,
and Section III shows measured results with the filter. It
is demonstrated that the NLEQ coefficients that result from
training at one frequency must be updated for use at another
frequency, due to changes in the filter characteristics, and
that the iterative LMS algorithm is an effective choice for
facilitating these updates.
II. LEAST-MEAN-SQUARE ALGORITHM
The LMS algorithm iteratively minimizes the mean-square
error (MSE) between the desired signal d (n) and the corrected
signal y (n), given by
MSE =
1
N
N
n=1
[d (n) - y (n)]
2
. (1)
In this letter, an auxiliary receiver with a higher noise floor
is used to provide the reference signal for one of what would
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