electronics
Article
BRNN-LSTM for Initial Access in Millimeter
Wave Communications
Adel Aldalbahi
1
, Farzad Shahabi
2
and Mohammed Jasim
3,
*
Citation: Aldalbahi, A.; Shahabi, F.;
Jasim, M. BRNN-LSTM for Initial
Access in Millimeter Wave
Communications. Electronics 2021, 10,
1505. https://doi.org/10.3390/
electronics10131505
Academic Editors: Ramón Gonzalo
and Adão Silva
Received: 10 February 2021
Accepted: 20 April 2021
Published: 22 June 2021
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1
Department of Electrical Engineering, College of Engineering, King Faisal University, P.O. Box 380,
Al-Ahsa 31982, Saudi Arabia; aaldalbahi@kfu.edu.sa
2
Department of Electrical Engineering, School of Engineering, University of South Florida,
Tampa, FL 33620, USA; fshahabi@mail.usf.edu
3
School of Engineering, University of Mount Union, Alliance, OH 44601, USA
* Correspondence: jaesimad@mountunion.edu; Tel.: +1-330-829-4919
Abstract: The use of beamforming technology in standalone (SA) millimeter wave communications
results in directional transmission and reception modes at the mobile station (MS) and base station
(BS). This results in initial beam access challenges, since the MS and BS are now compelled to perform
spatial search to determine the best beam directions that return highest signal levels. The high number
of signal measurements here prolongs access times and latencies, as well as increasing power and
energy consumption. Hence this paper proposes a first study on leveraging deep learning schemes
to simplify the beam access procedure in standalone mmWave networks. The proposed scheme
combines bidirectional recurrent neural network (BRNN) and long short-term memory (LSTM) to
achieve fast initial access times. Namely, the scheme predicts the best beam index for use in the next
time step once a MS accesses the network, e.g., transition from sleep to active (or idle) modes. The
scheme eliminates the need for beam scanning, thereby achieving ultra-low access times and energy
efficiencies as compared to existing methods.
Keywords: millimeter wave; beamforming; initial beam access; bidirectional recurrent neural net-
work; long short-term memory; access times
1. Introduction
Millimeter Wave (mmWave) frequencies constitute a major component of SA 5G
networks for high data rates support in enhanced mobile broadband (eMBB). One key
advantage here is the contiguous available spectrum at these bands. However, the ag-
gregated path losses impose the use of beamforming techniques to achieve higher link
gains. This results in directional transmission and reception modes, which yields pro-
longed access times. Now the International Mobile Telecommunications (IMT) framework
specifies 10 millisecond (ms) latency levels for eMBB in 5G systems [1]. Hence, a major
challenge here is to provide fast access schemes that feature ultralow times, along with
reduced power and energy consumption levels. Additionally, these access schemes need
to consider channel fluctuations and variations in link status as a function of blockage, as
well as mobility effects.
Currently, conventional schemes dictate that the MS and BS perform spatial search
over all directions, in order to determine the best beamforming and combining vectors with
the highest received signal level. For example, work in [2] proposes a hierarchical codebook
for iterative search that uses wide beams in the initial search stages, then refinement is
conducted in subsequent stages using narrow beams. However, this technique can suffer
from reduced directivity, outages and sensitivity to blockage due to the low gains achieved
in the initial codebook stage. Moreover, work in [3,4] uses metaheuristics in efforts to
accelerate the access times and reduce energy consumption, e.g., generalized pattern search
and Hooke Jeeves methods. The work in [5] exploits the sidelobe information to retrieve the
Electronics 2021, 10, 1505. https://doi.org/10.3390/electronics10131505 https://www.mdpi.com/journal/electronics