Viruses 2023, 15, 68. https://doi.org/10.3390/v15010068 www.mdpi.com/journal/viruses
Article
Insights into HIV-1 Transmission Dynamics Using Routinely
Collected Data in the Mid-Atlantic United States
Seble G. Kassaye
1,
*, Zehava Grossman
2,3,
*, Priyanka Vengurlekar
1
, William Chai
4
, Megan Wallace
1
,
Soo-Yon Rhee
5
, William A. Meyer III
6
, Harvey W. Kaufman
6
, Amanda Castel
7
, Jeanne Jordan
7
,
Keith A. Crandall
8
, Alisa Kang
1
, Princy Kumar
1
, David K. Katzenstein
5
, Robert W. Shafer
5
and Frank Maldarelli
2
1
Department of Medicine, Georgetown University, Washington, DC 20057, USA
2
HIV Dynamics and Replication Program, National Cancer Institute, Frederick, MD 21702, USA
3
School of Public Health, Tel Aviv University, Tel Aviv 69978, Israel
4
Warren Alpert Medical School, Brown University, Providence, RI 02912, USA
5
Department of Medicine, Stanford University, Stanford, CA 94305, USA
6
Quest Diagnostics, Secaucus, NJ 07094, USA
7
Department of Epidemiology, George Washington University, Washington, DC 20052, USA
8
Computational Biology Institute, George Washington University, Ashburn, VA 20147, USA
* Correspondence: sgk23@georgetown.edu (S.G.K.); zehava.grossman@gmail.com (Z.G.)
Abstract: Background: Molecular epidemiological approaches provide opportunities to characterize
HIV transmission dynamics. We analyzed HIV sequences and virus load (VL) results obtained dur-
ing routine clinical care, and individual’s zip-code location to determine utility of this approach.
Methods: HIV-1 pol sequences aligned using ClustalW were subtyped using REGA. A maximum
likelihood (ML) tree was generated using IQTree. Transmission clusters with ≤3% genetic distance
(GD) and ≥90% bootstrap support were identified using ClusterPicker. We conducted Bayesian
analysis using BEAST to confirm transmission clusters. The proportion of nucleotides with ambigu-
ity ≤0.5% was considered indicative of early infection. Descriptive statistics were applied to charac-
terize clusters and group comparisons were performed using chi-square or t-test. Results: Among
2775 adults with data from 2014–2015, 2589 (93%) had subtype B HIV-1, mean age was 44 years (SD
12.7), 66.4% were male, and 25% had nucleotide ambiguity ≤0.5. There were 456 individuals in 193
clusters: 149 dyads, 32 triads, and 12 groups with ≥ four individuals per cluster. More commonly in
clusters were males than females, 349 (76.5%) vs. 107 (23.5%), p < 0.0001; younger individuals, 35.3
years (SD 12.1) vs. 44.7 (SD 12.3), p < 0.0001; and those with early HIV-1 infection by nucleotide
ambiguity, 202/456 (44.3%) vs. 442/2133 (20.7%), p < 0.0001. Members of 43/193 (22.3%) of clusters
included individuals in different jurisdictions. Clusters ≥ four individuals were similarly found us-
ing BEAST. HIV-1 viral load (VL) ≥3.0 log10 c/mL was most common among individuals in clusters
≥ four, 18/21, (85.7%) compared to 137/208 (65.8%) in clusters sized 2-3, and 927/1169 (79.3%) who
were not in a cluster (p < 0.0001). Discussion: HIV sequence data obtained for HIV clinical manage-
ment provide insights into regional transmission dynamics. Our findings demonstrate the addi-
tional utility of HIV-1 VL data in combination with phylogenetic inferences as an enhanced contact
tracing tool to direct HIV treatment and prevention services. Trans-jurisdictional approaches are
needed to optimize efforts to end the HIV epidemic.
Citation: Kassaye, S.G.; Grossman,
Z.; Vengurlekar, P.; Chai, W.;
Wallace, M.; Rhee, S.-Y.; Meyer,
W.A., III; Kaufman, H.W.; Castel, A.;
Jordan, J.; et al. Insights into HIV-1
Transmission Dynamics Using Rou-
tinely Collected Data in the Mid-At-
lantic United States. Viruses 2023, 15,
68. https://doi.org/10.3390/v15010068
Academic Editor: Ester Ballana Guix
Received: 21 October 2022
Revised: 21 December 2022
Accepted: 23 December 2022
Published: 25 December 2022
Copyright: © 2022 by the authors. Li-
censee MDPI, Basel, Switzerland.
This article is an open access article
distributed under the terms and con-
ditions of the Creative Commons At-
tribution (CC BY) license (https://cre-
ativecommons.org/licenses/by/4.0/).