Spontaneous breathing trial predicts successful extubation in
infants and children
Angelica Chavez, MD; Rogelio dela Cruz, MD; Arno Zaritsky, MD
A
lthough mechanical ventila-
tion is a life-saving interven-
tion for pediatric patients suf-
fering from acute respiratory
failure, it is associated with numerous
grave complications and should be dis-
continued at the earliest possible time (1,
2). The reported extubation failure rate
ranges from 4.9% (3) to 29% (4). The
capacity of intensive care unit (ICU) prac-
titioners to clinically predict extubation
outcome is limited, and studies have re-
ported a range of success at predicting
extubation failure using a variety of re-
spiratory measurements and/or inte-
grated indexes of respiratory function (4 –
10). These studies reveal the intense
clinical effort to choose the appropriate
time to safely extubate pediatric patients
recovering from respiratory failure. This
complex decision making is difficult to
apply consistently at the bedside. Identi-
fying a simple method of accurately pre-
dicting when an infant or child with re-
spiratory failure is ready for extubation
would represent a significant contribu-
tion to care. Currently, there are no sim-
ple and practical bedside tests that en-
hance the clinical prediction of successful
extubation. In adults, a spontaneous
breathing trial (SBT) is often used to help
identify when a patient is ready for extu-
bation, but this is used infrequently in
children (11–15). Studies by Khan et al.
(5) and Venkataraman et al. (9) indicate
that the current practice of extubating
patients from low ventilator settings with
an assumed low level of pressure support
may overestimate the patients’ ability to
breathe independently. To eliminate un-
recognized ventilator support, these re-
sults support the use of a SBT to identify
patient readiness for extubation.
Two pediatric studies by Farias et al. (15,
16) demonstrated that children can be suc-
cessfully weaned from mechanical ventila-
tion after an SBT using either a T-piece or
pressure support. Unfortunately, despite
the successful completion of a breathing
trial lasting 2 hrs, 12–15% of the patients
required reintubation within 48 hrs indi-
cating that the trials did not enhance a
clinician’s clinical prediction of successful
extubation. To date, there are no SBTs us-
ing a flow-inflating bag, which provides
fresh gas flow with a valve that regulates
continuous positive airway pressure (CPAP)
during spontaneous breathing.
In both pediatric and adult studies
performing SBTs, the duration of the tri-
als was set arbitrarily at 2 hrs even
though the optimal duration of a SBT
that would be most predictive of success-
ful extubation is unknown. In addition,
pediatric and adult studies evaluating the
efficacy of SBTs have not systematically
extubated patients who failed the breath-
ing trial. Therefore, the ability of a failed
SBT to predict the need for ventilator
support was not formally assessed.
The primary goal of this study was to
assess the value of a flow-inflating anes-
From the Department of Pediatrics, Division of
Pediatric Critical Care, University of Florida College of
Medicine, Gainesville, FL
The authors do not have any financial interest to
report.
The authors have not disclosed any potential con-
flicts of interest.
Address requests for reprints to: Arno Zaritsky,
MD, University of Florida, Department of Pediatrics,
Division of Pediatric Critical Care, P.O. Box 100296,
Gainesville, FL 32610-0296. E-mail:
zarital@peds.ufl.edu.
Copyright © 2006 by the Society of Critical Care
Medicine and the World Federation of Pediatric Inten-
sive and Critical Care Societies
DOI: 10.1097/01.PCC.0000225001.92994.29
Objective: To assess the value of a spontaneous breathing trial
(SBT) using a flow-inflating bag in predicting extubation success.
Secondary goals were to evaluate the positive and negative pre-
dictive accuracy of a 15-min SBT.
Design: Prospective, blinded, clinical study.
Setting: Pediatric intensive care unit (ICU) of a university hospital
Patients: Infants and children intubated for >24 hrs.
Interventions: Patients who met defined criteria for extubation
underwent a 15-min SBT connected to a flow-inflating bag set to
provide 5 cm H
2
O continuous positive airway pressure.
Measurements and Main Results: Seventy patients underwent
the SBT. Respiratory rate, heart rate, blood pressure, and pulse
oxygen saturations were recorded at baseline and at 5 and 15 mins
into the SBT. The ICU physicians were blinded to the results of the
SBT, and all patients were extubated at the end of the trial. Patients
were observed for the next 24 hrs, and the need for noninvasive
ventilation or reintubation (i.e., extubation failure) was recorded.
Sixty-four patients (91%) passed the SBT with a subsequent
extubation failure rate of 7.8% (only 1.6% required reintubation).
Six of the 70 (9%) patients enrolled failed the trial, but half were
extubated successfully. Successful completion of the SBT has a
95% sensitivity for predicting successful extubation with a posi-
tive predictive value of 92% and an odds ratio of 12 (95%
confidence interval, 1.3, 53.7). The specificity of the SBT was 37%
with a negative predictive value of 50%. Logistic regression
analysis revealed a significant association between passing the
SBT and extubation success (p .017).
Conclusions: A 15-min flow-inflating bag SBT represents a
practical, reliable bedside test that has 95% sensitivity for pre-
dicting extubation success in pediatric ICU patients. A trial failure
is associated with but does not accurately predict extubation
failure. (Pediatr Crit Care Med 2006; 7:324 –328)
KEY WORDS: extubation; mechanical ventilation; weaning; anes-
thesia bag; pediatric; positive end-expiratory pressure
324 Pediatr Crit Care Med 2006 Vol. 7, No. 4