IEEE ELECTRON DEVICE LETTERS, VOL. 30, NO. 12, DECEMBER 2009 1359
Analytical Cell-Based Model for the Breakdown
Statistics of Multilayer Insulator Stacks
Jordi Suñé, Senior Member, IEEE, Santi Tous, and Ernest Y. Wu, Member, IEEE
Abstract—A fully analytical cell-based model is proposed to
describe the breakdown (BD) statistics of multiple-layer insula-
tor stacks. The model is shown to be completely equivalent to
the full percolation model by comparing with recently published
kinetic Monte Carlo simulations. The role of an initial density
of native defects in the as-grown oxide and the time-dependent
generation of inert defects are successfully addressed. The effect
of the generation of interface states on the stack BD statistics is
also incorporated into the model.
Index Terms—Dielectric breakdown (BD), MOS devices,
reliability theory.
I. I NTRODUCTION
I
T IS WIDELY accepted that the generation of defects in
the gate oxide finally triggers oxide breakdown (BD) by
forming of a defect-related conduction path. This is the basis
of the widely accepted percolation theory of BD [1], [2].
However, the first model relating the generation of defects
to the BD statistics was a 2-D cell-based picture [3], which
successfully explained the scaling of the BD distribution with
oxide area and justified the Weibull model. Nevertheless, the
scaling with oxide thickness was not captured until the concept
of percolation path was introduced [1], [2]. Subsequently, a
3-D cell-based approach provided an analytical model for the
BD distribution and its scaling with oxide area and thickness
[4], [5]. Across many technological generations, SiO
2
was the
material of choice, but having reached its practical scaling
limit (∼1–1.2 nm), effective scaling is pursued through the
use of high-k (HK) dielectrics, which nevertheless require a
SiO
2
interface layer (IL) to separate the HK layer from the
substrate. Thus, SiO
2
/HK multilayer stack dielectrics are the
gate insulators of present interest. Recently, the percolation
model was successfully applied to the BD statistics of SiO
2
/HK
stacks using kinetic Monte Carlo (kMC) simulations [6]. In this
letter, we generalize the cell-based approach and provide a fully
analytical model for the BD statistics of stack insulators formed
by an arbitrary number of layers.
Manuscript received July 16, 2009; revised August 23, 2009. Current version
published November 20, 2009. The work of J. Suñé and S. Tous were supported
in part by IBM Microelectronics, by the Spanish Ministry of Science and Tech-
nology under Project TEC2009-09350, and by the Departament d’Universitats,
Recerca i Societat de la Informació de la Generalitat de Catalunya, under
Project 2009SGR-783. The review of this letter was arranged by Editor
B.-G. Park.
J. Suñé and S. Tous are with the Departament d’Enginyeria Elec-
trònica, Universitat Autònoma de Barcelona, 08193 Bellaterra, Spain (e-mail:
Jordi.Sune@uab.es; santi.tous@uab.es).
E. Y. Wu is with the IBM Microelectronics Division, Essex Junction,
VT 05452 USA (e-mail: eywu@us.ibm.com).
Digital Object Identifier 10.1109/LED.2009.2033617
II. SINGLE-LAYER CELL-BASED MODEL
First, the insulator volume is divided into an ordered array
of cells. The area of the cells is σ, and the thickness is a
0
. In
previous works [4], a cubic cell was considered (i.e., σ = a
2
0
),
but there is no need to limit ourselves to this particular case.
Thus, the oxide area A
OX
is divided into N
CELL
= A
OX
/σ
sites, and the thickness is divided into n = T
OX
/a
0
layers of
cells. A cell is defective if it contains one or more defects.
A percolation path is formed when there is a connection of
defective cells between the electrodes. Krishnan showed that
the number of possible paths with minimum number of cells
(n) departing from one cell of the bottom layer is 5
n−1
[5].
However, if diagonal connections between cells are allowed
(as in [6]), the number of possible paths becomes 9
n−1
, and
the probability that one cell of the bottom layer is connected
to the top electrode by a percolation path is P
path
=(1/9)λ
n
,
with λ being the probability that there is at least one defective
cell among the nine neighbor cells that might contribute to the
percolation path formation in each layer of cells. According
to the weakest link property of the BD, the survival function
is (1 − F
BD
)=(1 − P
PATH
)
N
CELL
so that the BD cumulative
distribution is
F
BD
= 1 −
1 −
λ
n
9
N
CELL
. (1)
Relating this equation to the experiments requires a model for
the time dependence of λ, which is related to the density of
defects per unit of volume N
OT
(t) that is known to follow a
power law of time, i.e., N
OT
= ξt
α
[1]–[6]. The average num-
ber of defects in a set of nine cells is n
DEF
= 9σa
0
ξt
α
≡ At
α
,
and according to the Poisson distribution
λ = 1 − exp(−At
α
). (2)
Notice that, as required for a variable defined as a probability,
λ ranges from 0 (at t = 0) to 1 for t →∞. In [4], λ ≈ At
α
was
considered for small defect densities, thus identifying the BD
distribution as a Weibull distribution with shape factor (Weibull
slope) β = αn and scale factor T
BD
=(9/N A
n
)
(1/αn)
. This
approximation is almost universally valid for single-layer BD,
but the explicit consideration of the exponential saturation of
λ(t) is required to deal with multiple-layer stack insulator BD.
III. CELL-BASED MODEL FOR I NSULATOR STACKS
Let us first consider the case of a two-layer insulator stack.
The structure area is divided into N
CELL
cells of area σ. The
IL and HK layers are assumed to be composed by n
IL
and
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