VOLUME 88, NUMBER 19 PHYSICAL REVIEW LETTERS 13 MAY 2002
New Spectroscopy Solves an Old Puzzle: The Kondo Scale in Heavy Fermions
C. Dallera,
1
M. Grioni,
2
A. Shukla,
3
G. Vankó,
3
J. L. Sarrao,
4
J. P. Rueff,
5
and D. L. Cox
6
1
INFM-Dipartimento di Fisica, Politecnico di Milano, Piazza Leonardo da Vinci 32, I-20133 Milano, Italy
2
IPN, Ecole Polytechnique Fédérale (EPFL), CH-1015 Lausanne, Switzerland
3
European Synchrotron Radiation Facility (ESRF), BP 220, F-38043 Grenoble, France
4
Los Alamos National Laboratory, Los Alamos, New Mexico 87545
5
Laboratoire de Chimie Physique, Université Pierre et Marie Curie, F-75231 Paris, France
6
Department of Physics, University of California, Davis, California 95616
(Received 28 December 2001; published 26 April 2002)
Resonant inelastic x-ray scattering (RIXS) yields clear evidence of spectroscopic Kondo scales in
heavy fermions. In YbInCu
4
and YbAgCu
4
RIXS probes the Yb
21
component of the hybrid ground
state and the temperature dependence of the Yb 4f occupation. We report a sudden valence change at
a phase transition in YbInCu
4
, but a continuous temperature dependence in YbAgCu
4
, consistent with
the predictions of the Anderson impurity model, for a Kondo temperature T
K
70 K. These results
solve a long-standing controversy and establish RIXS as a quantitative probe of the electronic structure
of strongly correlated electron systems.
DOI: 10.1103/PhysRevLett.88.196403 PACS numbers: 71.28.+d, 71.20.Eh, 78.70.Ck, 78.70.Dm
The occurrence of intermediate valence in cerium
and ytterbium compounds reflects the peculiar nature of
the quasiatomic 4f orbitals, and the mixing of different
electronic configurations — e.g., Yb
31
(4f
13
) and Yb
21
(4f
14
) — in the quantum mechanical ground state [1].
According to the leading theoretical scenario for these
materials — the Anderson impurity model (AIM) [2]— the
4f occupation n
f
, like other physical quantities, must
vary with temperature in a universal, nontrivial way [3].
This dependence is controlled by the single parameter
T T
K
. T
K
is the material-dependent characteristic Kondo
temperature, which marks the crossover from local mo-
ments at high temperatures to a low-temperature phase
where spins are compensated by the conduction electrons.
Thermodynamic measurements allow indirect in-
ferences to be drawn about the value of n
f
and its
temperature dependence. The temperature scaling should
be directly observable from spectroscopic measurements,
but reports from photoemission (PES) on polycrystalline
samples [4–7] have been disputed by results on single
crystals [8]. These discrepancies could indicate the need
for refinements of the AIM [9], but uncertainties arise
because PES is surface sensitive and may not always
probe bulk thermodynamic properties [10,11]. We present
truly bulk-sensitive spectroscopic data on single crystal
Yb compounds, which unambiguously demonstrate the
Kondo temperature dependence predicted by theory.
X-ray absorption (XAS) data at the Yb (Ce) L
2,3
(2p !
5d) edges give convincing evidence of a temperature de-
pendence in valence fluctuators [12,13] but are not free
from pitfalls. The spectral changes are small, and quanti-
tative analyses rely on the deconvolution of broad spec-
tra and on assumptions on the underlying line shapes.
Novel x-ray spectroscopies developed at third-generation
synchrotron sources, namely, high-resolution XAS and
resonant inelastic x-ray scattering (RIXS), open new op-
portunities to test the fundamental theoretical prediction.
RIXS experiments, where the deexcitation channels of the
XAS final state are separately measured, are especially
promising. By a proper choice of the parameters, the RIXS
signal from a specific configuration in the hybrid ground
state can be greatly enhanced, thus eliminating the need
for arbitrary spectral decompositions.
We used bulk sensitive (probing depth l 10 mm)
high-resolution XAS and RIXS at the Yb L
3
edge to
measure the temperature dependence of the valence in two
representative and well-studied Yb compounds, YbInCu
4
and YbAgCu
4
, for which high-quality single crystals and
comprehensive measurements of the physical properties
are available [14,15]. YbInCu
4
exhibits a sharp valence
transition at T
V
42 K with a discrete change in n
f
,
whereas YbAgCu
4
displays a continuous evolution of
physical properties describable by a Kondo temperature
T
K
60 100 K. For both materials, physical properties
such as the electronic specific heat, and the static and dy-
namic magnetic susceptibilities, are well described by the
AIM. In YbInCu
4
we find that the number of Yb 4f holes
n
h
suddenly drops below T
V
in excellent agreement
with the thermodynamic and magnetic properties, but in
stark contrast with surface-sensitive PES data [16–18].
In YbAgCu
4
, exploiting the resonant enhancement of
the Yb
21
signal in the RIXS spectrum, we could follow
with unprecedented accuracy the continuous temperature
dependence of n
h
and found it to obey the predicted
Kondo scaling, with T
K
70 K.
Single crystals of YbInCu
4
and YbAgCu
4
were grown
using a flux technique as reported previously [19].
The experiment was performed on beam line ID16 at
European Synchrotron Radiation Facility. Radiation
from an undulator source was monochromatized by a
Si(111) monochromator and focused to a spot size of
130 3 50 mm
2
(H 3 V). The scattered x rays were
196403-1 0031-9007 02 88(19) 196403(4)$20.00 © 2002 The American Physical Society 196403-1