IEEE ELECTRON DEVICE LETTERS, VOL. 25, NO. 3, MARCH 2004 117
30-W/mm GaN HEMTs by Field Plate Optimization
Y.-F. Wu, Member, IEEE, A. Saxler, Member, IEEE, M. Moore, Member, IEEE, R. P. Smith, Member, IEEE,
S. Sheppard, Member, IEEE, P. M. Chavarkar, Member, IEEE, T. Wisleder, U. K. Mishra, Fellow, IEEE, and
P. Parikh, Member, IEEE
Abstract—GaN high-electron-mobility-transistors (HEMTs) on
SiC were fabricated with field plates of various dimensions for op-
timum performance. Great enhancement in radio frequency (RF)
current–voltage swings was achieved with acceptable compromise
in gain, through both reduction in the trapping effect and increase
in breakdown voltages. When biased at 120 V, a continuous wave
output power density of 32.2 W/mm and power-added efficiency
(PAE) of 54.8% at 4 GHz were obtained using devices with dimen-
sions of 0.55 246 m and a field-plate length of 1.1 m. Devices
with a shorter field plate of 0.9 m also generated 30.6 W/mm with
49.6% PAE at 8 GHz. Such ultrahigh power densities are a dra-
matic improvement over the 10–12 W/mm values attained by con-
ventional gate GaN-based HEMTs.
Index Terms—Field plate, GaN, high-electron-mobility-transis-
tors (HEMT), microwave power.
I. INTRODUCTION
W
IDE BANDGAP GaN-based high-electron-mo-
bility-transistors (HEMTs) have come a long way as
microwave devices since their description in 1993 [1], and a
demonstration of their power capability in 1996 [2]. Many
research groups have presented devices with power densities
exceeding 10 W/mm [3]–[5], a 10 improvement over con-
ventional III-V devices. Most previous works covered material
quality, choice of substrate, epi-layer structures and processing
techniques. Less effort has been put on advanced device
designs, leaving room for further improvement. An overlapping
gate structure, or field plate, was used by Zhang et al. with GaN
HEMTs for high-voltage switching applications [6]. Following
this, Karmalkar et al. performed simulations for the field plate
structure, predicting up to 5 enhancement in breakdown
voltages [7]. However, fabricated devices at that time had
low cutoff frequencies, not suitable for microwave operation.
Ando et al.recently used a similar structure with smaller gate
dimensions and demonstrated excellent performance of 10.3 W
output power at 2 GHz using a 1-mm-wide device on SiC
substarte [5]. Chini et al.implemented a new variation of the
field-plate design with further reduced gate dimensions and
obtained 12 W/mm at 4 GHz from a 150- m-wide device on
sapphire substrate [8]. This letter presents a systematic study of
the effect of field-plate dimensions on both cutoff frequencies
and power performance. Optimized devices achieved dramatic
improvement over previous state-of-the-art.
Manuscript received October 21, 2003. This work supported in part
by DARPA and monitored by Dr. H. Dietrich of ONR under Contract
N00014-02-C-0306. The review of this letter was arranged by Editor D. Ritter.
Y.-F. Wu, M. Moore, P. M. Chavarkar, T. Wisleder, U. K. Mishra, and P. Parikh
are with the Cree Santa Barbara Technology Center, Goleta, CA USA 93117
A. Saxler, R. P. Smith, and S. Sheppard are with Cree, Inc., Durham, NC USA
27703
Digital Object Identifier 10.1109/LED.2003.822667
Fig. 1. Schematic of the GaN HEMT with a quasi-electric field plate.
Important dimensions are: gate length , dielectric thickness , field plate
length , separation between field plate and drain .
II. DEVICE DESIGN AND FABRICATION
The schematic of the devices in this letter is shown in Fig. 1
with a gate structure first used by Chini et al. [8] on nitride
HEMTs. After a HEMT with conventional gate is fabricated,
a layer of SiN is deposited on the wafer surface. Additional
lithography is then performed to place a metal plate covering
the gate and extending to the access region on the drain side.
This metal plate is electrically connected to the gate on the gate
pad outside of the active channel region. It tracks the potential
of the gate electrode, acting as a quasielectric field plate. The
function of the field plate is to reshape the distribution of the
electric field on the drain side of the gate edge and to reduce its
peak value. This not only increases device breakdown voltage
but also reduces the high-field trapping effect, hence enhancing
current-voltage swings at high frequencies. The trade-off of the
field plate structure includes addition of the gate-drain capac-
itance at low voltages and extension of the gate-drain deple-
tion length at high voltages, which reduces gain. The goal of
this study is to evaluate such a trade-off in order to achieve
optimum performance. There are a few important dimensions
in this structure. Gate length ( ) determines the transit time
under the gate. The SiN thickness ( ) controls the onset voltage
for additional channel depletion under the field plate while the
field-plate length ( ) dictates the size of the field-reshaping
region. To maintain good frequency performance, a basic de-
sign guideline is to limit the addition of capacitance by the field
plate to 10–15% of the original gate capacitance. With an
of 0.5–0.6 m and an AlGaN thickness of about 250 Å, was
chosen as 2000 Å and was varied from 0 to 1.1 m. The
separation between the field plate and the drain ( ) was set
to m to avoid premature breakdown.
The epi-structure and processing steps were similar to pre-
viously reported [4] with the following changes. In contrast to
a conventional AlGaN–GaN HEMT, these devices included a
0741-3106/04$20.00 © 2004 IEEE