American Journal of Epidemiology
© The Author(s) 2020.Published by Oxford University Press on behalf of the Johns Hopkins Bloomberg School of
Public Health. All rights reserved. For permissions, please e-mail: journals.permissions@oup.com.
Vol. 189, No. 5
DOI: 10.1093/aje/kwz279
Advance Access publication:
January 7, 2020
Original Contribution
Neighborhood Privilege, Preterm Delivery, and Related Racial/Ethnic
Disparities: An Intergenerational Application of the Index of Concentration
at the Extremes
Bina Patel Shrimali
*
, Michelle Pearl, Deborah Karasek, Carolina Reid, Barbara Abrams, and
Mahasin Mujahid
*
Correspondence to Dr. Bina Patel Shrimali, Community Development Department, Federal Reserve Bank of San Francisco,
101 Market Street, Mail Stop 215, San Francisco, CA 94105 (e-mail: bina.shrimali@berkeley.edu).
Initially submitted March 16, 2019; accepted for publication December 13, 2019.
We assessed whether early childhood and adulthood experiences of neighborhood privilege, measured by the
Index of Concentration at the Extremes (ICE), were associated with preterm delivery and related racial/ethnic
disparities using intergenerationally linked birth records of 379,794 California-born primiparous mothers (born
1982–1997) and their infants (born 1997–2011).ICE measures during early childhood and adulthood approximated
racial/ethnic and economic dimensions of neighborhood privilege and disadvantage separately (ICE-income, ICE-
race/ethnicity) and in combination (ICE–income + race/ethnicity). Results of our generalized estimating equation
models with robust standard errors showed associations for ICE-income and ICE–income + race/ethnicity. For
example, ICE–income + race/ethnicity was associated with preterm delivery in both early childhood (relative risk
(RR) = 1.12, 95% confidence interval (CI): 1.08, 1.17) and adulthood (RR = 1.07, 95% CI: 1.03, 1.11). Non-Hispanic
black and Hispanic women had higher risk of preterm delivery than white women (RR = 1.32, 95% CI:1.28, 1.37;
and RR = 1.11, 95% CI: 1.08, 1.14, respectively, adjusting for individual-level confounders). Adjustment for ICE–
income + race/ethnicity at both time periods yielded the greatest declines in disparities (for non-Hispanic black
women, RR = 1.23, 95% CI:1.18, 1.28;for Hispanic women, RR = 1.05, 95% CI: 1.02, 1.09).Findings support
independent effects of early childhood and adulthood neighborhood privilege on preterm delivery and related
disparities.
disadvantage; intergenerational health; neighborhood; preterm birth; privilege; racial/ethnic disparities
Abbreviations: CI, confidence interval; ICE, Index of Concentration at the Extremes; NH, non-Hispanic; RR, relative risk.
Preterm delivery remains an enigmatic public health prob-
lem. Nearly 1 in 10 mothers (9.6%) in the United States
delivered preterm in 2015, and troubling racial/ethnic dis-
parities persist, with 13.4% of non-Hispanic (NH) black and
9.1% of Hispanic mothers delivering early, compared with
8.9% of NH white mothers (1). Infants born preterm are
at higher risk of life-threatening complications in their first
days as well as a range of health and educational problems
over the life course (2). As understanding of risk factors
for preterm delivery has extended beyond behavioral and
clinical factors, neighborhood environments have emerged
as an important predictor of preterm delivery.
A growing body of research links neighborhood condi-
tions to poor birth outcomes (3–6), often assessed as depriva-
tion (7–11), and an additional body of literature links racial
residential segregation to birth outcomes (12). Recently, the
Index of Concentration at the Extremes (ICE) has been
applied to birth outcomes (13–17), in particular to assess
the impact of combined racial/ethnic and economic segre-
gation across the spectrum of privilege and deprivation in
neighborhoods. Developed by sociologist Douglas Massey
(18), 3 ICE measures approximate 3 critical dimensions of
privilege: ICE-income focuses on economic privilege by
assessing neighborhood concentrations of affluent and poor
residents, ICE-race/ethnicity centers on racial/ethnic segre-
gation by assessing concentrations of NH white and NH
black residents (representing “extreme categories of racial
privilege and disprivilege in the United States,” (19)), and
412 Am J Epidemiol. 2020;189(5):412–421
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