Health Outcomes Research
Factors That Influence
Patient Enrollment in Active
Surveillance for Low-risk Prostate Cancer
Michael A. Gorin, Cynthia T. Soloway, Ahmed Eldefrawy, and Mark S. Soloway
OBJECTIVES To learn from patients their rationale for enrollment in active surveillance (AS) for low-risk
prostate cancer as an alternative to primary treatment.
METHODS A rank-order survey was designed to assess the relative influence of factors that contributed to
the decision to elect AS. The survey was mailed to 185 patients enrolled in AS at our
university-based urologic oncology practice. Participants were also asked whether they had been
offered AS as an alternative to primary treatment by the urologist who had initially diagnosed
their cancer.
RESULTS The survey was returned by 105 (57%) of 185 patients. AS was offered to 38 (36%) of 105
patients by the physician who had made the initial diagnosis. Patients most frequently reported
physician influence as the greatest contributor to their decision to elect AS (73%). Patients also
cited concerns regarding the potential side effects of incontinence (48%) and erectile dysfunc-
tion (44%) associated with therapy as reasons for choosing AS.
CONCLUSIONS The results of the present study have shown that patients are heavily influenced by physicians in
their decision to elect AS. Notably, the majority of our sampled patients were not offered AS at
diagnosis. Evidence has indicated that AS is an appropriate approach for low-risk prostate cancer
and should be discussed with patients in this risk category. UROLOGY 77: 588 –591, 2011.
© 2011 Elsevier Inc.
T
he American Cancer Society estimated that in
2009, nearly 192 000 new cases of prostate cancer
(PCa) would be diagnosed.
1
This represents an
incidence of nearly 25% of all cancer found in American
men. Of these new cases, approximately 70% will be
low-grade, low-stage tumors,
2
the majority of which will
be treated with either surgery or radiation therapy.
3
Both
of these treatments have been associated with significant
negative quality-of-life sequelae. Therefore, it is impor-
tant to consider alternatives to these treatments, because
it has been estimated that only 2-3% of men with low-
risk disease will die of PCa.
4,5
Active surveillance (AS) of low-risk PCa has emerged
as a viable alternative to surgery and radiation thera-
py.
4-10
AS involves monitoring the patient at specified
intervals for signs of progression (ie, changes in tumor
volume or grade). AS is particularly appealing in that it
reduces overtreatment and allows for intervention at
evidence of progression. This is based on the assumption
that progression can be identified by prostate-specific
antigen (PSA) measurement and biopsy. However, lim-
itations exist in precisely defining tumor grade and clin-
ical stage.
11,12
A well-informed decision and good patient
compliance are critical for a favorable outcome.
Our data have suggested that AS is a safe strategy for the
management of low-risk PCa. We observed a 100% PCa-
specific survival at a mean follow-up of 45 months.
7,10
Moreover, at 5 years, 85% of patients had remained free
of disease progression without treatment. Similarly, other
large series have found that the 10-year PCa-specific
survival rate approaches 98%.
4,5
It has been estimated
that the risk of dying of other causes during AS is 18.5
times greater than PCa-specific mortality.
4
In light of
these and other similar findings, guidelines from the
National Comprehensive Cancer Network and European
Association of Urology recommend AS for patients with
low-risk PCa as an alternative to primary treatment.
For most patients, the decision to enroll in AS is
difficult. Frequently, this decision is a collective one
involving the patient, family, and physician. Therefore,
several factors, such as education about the available
treatment options, family support, and physician bias can
influence a patient’s decision to enroll in AS. It is im-
portant for physicians to understand the relative influ-
ence of these factors in the decision-making process. The
From the Department of Urology, University of Miami Miller School of Medicine,
Miami, Florida
Reprint requests: Mark S. Soloway, M.D., Department of Urology, University of
Miami Miller School of Medicine, P.O. Box 016960 (M-814), Miami, FL 33101.
E-mail: msoloway@med.miami.edu
Submitted: August 17, 2010, accepted (with revisions): October 20, 2010
588 © 2011 Elsevier Inc. 0090-4295/11/$36.00
All Rights Reserved doi:10.1016/j.urology.2010.10.039