Geobiology (2007), 5, 101–117 DOI: 10.1111/j.1472-4669.2007.00105.x
© 2007 The Authors
Journal compilation © 2007 Blackwell Publishing Ltd 101
Blackwell Publishing Ltd ORIGINAL ARTICLE Pre-photosynthetic biosphere
Niches of the pre-photosynthetic biosphere and geologic
preservation of Earth’s earliest ecology
NORMAN H. SLEEP
1
AND DENNIS K. BIRD
2
1
Department of Geophysics, Stanford University, Stanford, California 94305, USA
2
Department of Geological and Environmental Sciences, Stanford University, Stanford, California 94305, USA
ABSTRACT
The tree of terrestrial life probably roots in non-photosynthetic microbes. Chemoautotrophs were the first
primary producers, and the globally dominant niches in terms of primary productivity were determined by
availability of carbon dioxide and hydrogen for methanogenesis and sulfite reduction. Methanogen niches were
most abundant where CO
2
-rich ocean water flowed through serpentinite. Black smoker vents from basalt
supplied comparable amount of H
2
. Hydrogen from arc volcanoes supported a significant methanogenic niche
at the Earth’s surface. SO
2
from arc volcanoes reacted with organic matter and hydrogen, providing a significant
surface niche. Methane ascended to the upper atmosphere where photolysis produced C-rich haze and CO, and
H escaped into space. The CO and C-rich haze supported secondary surface niches. None of these ecologies
were bountiful; less than 1% of the CO
2
vented by ridge axes, arcs, and metamorphism became organic matter
before it was buried in carbonate. In contrast, a photosynthetic biosphere leaves copious amounts of organic
carbon, locally concentrated in sediments. Black shales are a classic geologic biosignature for photosynthesis that
can survive subduction and high-grade metamorphism.
Received 16 June 2006; accepted 20 February 2007
Corresponding author: N. H. Sleep, Tel.: 650-723-0882; fax: 650-725-7344; e-mail: norm@pangea.stanford.edu.
INTRODUCTION
The ecology of modern Earth is so dominated by photo-
synthesis that it is difficult to envision the biosphere before
this metabolic innovation. Throughout geologic time, the
consequences of photosynthesis have significantly modified
the composition of Earth’s atmosphere and hydrosphere, and,
ultimately, chemical reactions between Earth’s fluid envelopes
and the lithosphere (cf. Holland, 1962, 1984; Cloud, 1968,
Garrels & MacKenzie, 1971; Garrels & Perry, 1974; more
recently: Dismukes et al ., 2001; Hoehler et al ., 2001b; Kasting
& Siefert, 2002; Berner et al ., 2003; Knoll, 2003; Holland,
2004; Canfield, 2005; Kopp et al ., 2005; Rosing et al ., 2006).
Evidence for photosynthesis appears in even the oldest rocks
(cf. Des Marais 2000; Rosing & Frei, 2004; Tice & Lowe, 2004;
Olson, 2006; Westall & Southam, 2006). Although the tree
of life roots in non-photosynthetic microbes (e.g. Woese
et al ., 1990; Pace, 1991, 1997; Reysenbach & Shock, 2002;
Olson & Blankenship, 2004; Nealson & Rye, 2004), geologic
evidence of extant life that is not at least peripherally affected
by the products of photosynthesis is rare. Thus, characterizing
sources of energy for metabolic processes independent of
photosynthesis is critical to understanding the ecology of early
Earth (Shock 1997; Shock & Schulte, 1998), and to developing
search strategies for ancient biosignatures and extant life on
Earth, Mars, Venus and Europa (cf. Boston et al ., 1992; Jakosky
& Shock, 1998; Fisk & Giovannoni, 1999; McCollom, 1999;
Zolotov & Shock, 2004; Sleep et al ., 2004; Schulte et al ., 2006).
The energetics of living organisms is dependent on cycles of
non-equilibrium electron transfers (Falkowski, 2006). In the
pre-photosynthetic biosphere the most important redox
systems providing energy for metabolic processes involve the
elements Fe, S, and C together with H and O (cf. Walker,
1977), and viable niches were formed where tectonic and/or
fluid movement (magma, water, air) brought together comb-
inations of these elements with incompatible oxidation states
(cf. Shock et al ., 1995; Nisbet & Sleep, 2001; Nisbet & Fowler,
2004; Nealson & Rye, 2004; Kharecha et al ., 2005; Canfield
et al ., 2006). In this paper, we consider first-order thermodynamic
and mass balance constraints on chemoautotrophic biospheres
in order to identify viable bountiful niches prior to the evolution
of photosynthesis. Our objective is to predict where biosign-
atures might be found in Earth’s earliest geologic record and
where one might find existing analog communities. As earliest