PROCESS DESIGN AND CONTROL
A Modified Smith Predictor for a Process with an Integrator and
Long Dead Time
C. C. Hang, Qing-Guo Wang,* and Xue-Ping Yang
Department of Electrical & Computer Engineering, National University of Singapore, 10 Kent Ridge Crescent,
Singapore 119260, Singapore
In this paper, a new modified Smith predictor using a rapid load estimator scheme is proposed.
The advantage of the design is that the load estimator does not involve the solution of a closed-
loop equation that contains dead time, and this can achieve a better load disturbance response.
This scheme can be easily extended to the case of double integrators. Robust stability of the
proposed method is analyzed, and a simple and effective robust controller design rule is derived.
It is demonstrated by simulations that the new controller provides a similar or better setpoint
response and a faster load disturbance rejection than the dead-time compensator in other papers.
1. Introduction
The original Smith predictor
4
is applicable only to
open-loop stable systems. For an unstable system, an
inner loop controller may first be used to stabilize the
process before the Smith predictor is applied. The design
of the main controller will then become more difficult
because it has to be designed to control a modified
process with a more complex transfer function. For a
process with an integrator and long dead time, two
modifications have been reported in the literature to
overcome this problem. Wantanabe
5
first proposed a
modification using a mismatched process model. This
requires the dead time to be accurately estimated in
order to remove the offset caused by a step load
disturbance. In refs 1 and 6 further modifications were
made to improve load rejection without compromising
the setpoint response. A disadvantage of this modified
Smith predictor is that it is internally unstable and
more care is needed in its implementation. An alterna-
tive approach in refs 2 and 7 that avoids the internally
unstable signal is to use an estimate of the load
disturbance. The disadvantage of this modification is
that the load estimator involves the solution of a closed-
loop equation that contains dead time, and this would
limit its performance when the dead time is relatively
long.
In this paper, a new modified Smith predictor using
a rapid load estimator scheme is proposed. Compared
with the original Smith predictor, this configuration is
not only applicable to open-loop stable systems. In the
case of the process with an integrator and significant
time delay, it avoids the internally unstable signals and
does not incur the solution of a closed-loop equation that
contains dead time. A comparison of this performance
with the dead-time compensator (DTC) in refs 1-3 will
be made.
The paper is organized as follows: An overview of the
proposed modified Smith predictor is presented in
section 2. In section 3, the robust stability of the
proposed method is analyzed and the robust controller
design rule is derived. Simulation results are given in
section 4. Finally, some concluding remarks are pre-
sented in section 5.
2. Proposed Modified Smith Predictor
The proposed modified Smith predictor makes use of
the rapid load detector scheme
8
and is shown in Figure
1 for the process of Ge
-sL
) (k
p
/s)e
-sL
, where G(s)e
-sL
is the given process to be controlled, G ˆ e
-sL ˆ
is a model of
the process, and P
1
and P
2
are the two controllers. In
this structure, P
1
is optimized for setpoint response,
while P
2
is optimized for load disturbance. The output
of P
2
is effectively an estimate of the load disturbance.
Because no dead time is involved in this generation and
a much higher controller gain in P
2
is allowed, this load
estimator has a rapid response and can be used ef-
fectively in a feedforward control loop as shown in
Figure 1. Both P
1
and P
2
can be simple proportional
controllers, i.e., P
1
) k
c1
and P
2
) k
c2
, without producing
steady-state errors. The assumption is that the model
is a perfect representation of the unknown plant, i.e.,
G ˆ (s) ) G(s) and L ˆ) L. The setpoint and load distur-
bance responses are given by
and
Because 1 - e
-sL
has s
1
as its lowest power of s, the
* To whom all correspondence should be addressed. E-
mail: elewqg@nus.edu.sg. Tel: (+65) 874 2282. Fax: (+65)
779 1103.
H
yr
(s) )
k
p
k
c1
s + k
p
k
c1
e
-sL
(1)
H
yd
(s) )
k
p
[s + k
p
k
c1
(1 - e
-sL
)][s + k
p
k
c2
(1 - e
-sL
)]
s(s + k
p
k
c1
)(s + k
p
k
c2
)
e
-sL
(2)
484 Ind. Eng. Chem. Res. 2003, 42, 484-489
10.1021/ie010881y CCC: $25.00 © 2003 American Chemical Society
Published on Web 01/04/2003